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FINRA Awards for Richard R. Edmister

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0479710/16/2012Claimant(s): James McKay, Kristine McKay
Claimant Lawyers(s): Martha J. Ashcraft
Respondent(s): Wells Fargo Advisors, Melisa Oehmke
Respondent Lawyers(s): Deidre Wolff
Arbitrator(s): Richard R. Edmister
Hearing Site: Las Vegas, NV
Checkmark Icon$8,693
09-0373811/13/2009Claimant(s): Edward Schiavi
Claimant Lawyers(s): Christopher M. Moody
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Eric R. Hail
Arbitrator(s): Richard R. Edmister
Hearing Site: Albuquerque, NM

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