Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00670 | 10/24/2014 | Claimant(s): Tunde Oladunni Claimant Lawyers(s): Glenn A. Delk Respondent(s): Wells Fargo Advisors, Keith Spelmon Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): John D. Mattingly Hearing Site: Atlanta, GA |  | Expungement |
| 12-02191 | 10/23/2014 | Claimant(s): Sarah Metzinger Claimant Lawyers(s): Robert S. Moraff Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Edward W. Morris, Richard C. Antonelli, Jay Alan Kranis Hearing Site: Newark, NJ | | Expungement |
| 13-02180 | 10/20/2014 | Claimant(s): John Shaw Claimant Lawyers(s): John M. Shaw Respondent(s): Brad Hindman, Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Frank C. Fogl Hearing Site: Pittsburgh, PA | | $0 |
| 13-00114 | 10/15/2014 | Claimant(s): Christine Nielson Claimant Lawyers(s): Thomas P. Willcutts Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Vicky L. Orem, Sandra Holmes, Peter H. Goldberg Hearing Site: Baltimore, MD | | Expungement |
| 13-01323 | 10/15/2014 | Claimant(s): Mark Manoogian Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors, Jim Karas Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | | Expungement |
| 13-02618 | 10/15/2014 | Claimant(s): Ofelia Casillas IRA Claimant Lawyers(s): Gary Menzer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | | Expungement |
| 13-00808 | 10/07/2014 | Claimant(s): Vincent Vasta Claimant Lawyers(s): Richard B. Fosher Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Morton S. Bunis, S. Charles Tabak, Richard C. Antonelli Hearing Site: Newark, NJ | | Expungement |
| 13-02537 | 10/01/2014 | Claimant(s): Steven Hall Claimant Lawyers(s): Steven H. Hall Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA | | Expungement |
| 12-03896 | 08/22/2014 | Claimant(s): Alison McIntosh, Arthur McIntosh Claimant Lawyers(s): J. Michael Ellis Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Philip I. McConnell, Maryanne M. Esser, Dianne Connally Betts Hearing Site: Dallas, TX | | $0 |
| 13-02163 | 08/19/2014 | Claimant(s): Larry Campbell Claimant Lawyers(s): Thomas J. Zagami Respondent(s): Wells Fargo Advisors, Tricia Tompkins Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | | $0 |