13-01588 | 07/06/2015 | Claimant(s): Adrienne Dobrin, Dennis Dobrin Claimant Lawyers(s): Peter J. Mougey Respondent(s): Alan Chodosh, David Lerner Associates., David Lerner, Edward Finocchiaro, John Dempsey, Martin Lerner Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): Shelley Teitelbaum, Alfred H. Kingon, Clarence Smith Hearing Site: New York, NY
| | Expungement |
12-04298 | 09/10/2014 | Claimant(s): Rajinder Bhatia Claimant Lawyers(s): Alice Holly Oshins Respondent(s): Ameriprise Financial Services., Jared Cohen Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Alfred H. Kingon, James M. Rhodes, Stephen M. Schaedtler Hearing Site: New York, NY
| | Expungement |
10-04202 | 03/21/2012 | Claimant(s): Karen Papasergiou, Serge Papasergiou Claimant Lawyers(s): Benjamin Lapin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Alfred H. Kingon, Daniel A. Dolan, Edwin H. Bennett Hearing Site: New York, NY
| | Expungement |
10-01290 | 03/02/2011 | Claimant(s): Vincent Cipollaro Claimant Lawyers(s): Michael M. Steinmetz Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Susan Poder MacFarlane Arbitrator(s): Alfred H. Kingon, Paul S. Biederman, Arthur M. Schoenberger Hearing Site: New York, NY
| | $0 |
09-01011 | 08/24/2010 | Claimant(s): Sandy Lerner Claimant Lawyers(s): Louis F. Burke Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Sean M. Murphy Arbitrator(s): Carol E. Weir, David J. Pine, Alfred H. Kingon Hearing Site: New York, NY
| | $0 |
08-04698 | 05/21/2010 | Claimant(s): Anthony Brown Claimant Lawyers(s): Shona B. Glink Respondent(s): Daniel Livingstone, UBS Financial Services Inc. Respondent Lawyers(s): Kenneth G. Crowley, Kenneth Crowley Arbitrator(s): Jack Friedman, Alfred H. Kingon, Erica Levitt Hearing Site: New York, NY
| | $0 |
07-03529 | 06/11/2009 | Claimant(s): Richard Johnston & Clotilda J. Johnston Claimant Lawyers(s): Benjamin Lapin Respondent(s): David Lerner Associates. Respondent Lawyers(s): Joseph C. Pickard Arbitrator(s): Alfred H. Kingon Hearing Site: New York, NY
| | $0 |
07-03209 | 11/19/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): David Gottlieb Respondent Lawyers(s): David Gottlieb Arbitrator(s): Alfred H. Kingon Hearing Site: New York, NY
| | $0 |