| 11-04679 | 02/12/2013 | Claimant(s): Tullett Prebon Americas Corp., Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): James Pryor
Respondent Lawyers(s): Michael Mui
Arbitrator(s): Martin Hunger, Alfred H. Kingon, Paul C. Tang
Hearing Site: New York, NY
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| 10-01812 | 12/14/2012 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): John K. Wells
Respondent(s): Hemant Singh
Respondent Lawyers(s): Philip L. Guarino
Arbitrator(s): Henry Tiffany, Sandra Gale Behrle, Alfred H. Kingon
Hearing Site: New York, NY
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| 11-03712 | 04/26/2012 | Claimant(s): Michael Koegler
Claimant Lawyers(s): Marc O. Sheridan
Respondent(s): Blackbird North America
Respondent Lawyers(s): Shawn Dorsch
Arbitrator(s): Alfred H. Kingon
Hearing Site: New York, NY
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| 10-02415 | 07/22/2011 | Claimant(s): Richard Bierbaum
Claimant Lawyers(s): Julian W. Friedman
Respondent(s): Credit Agricole Securities (USA) Inc.
Respondent Lawyers(s): Elizabeth M. Borkin
Arbitrator(s): Scott Pierce, Alfred H. Kingon, Selma Moy
Hearing Site: New York, NY
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| 08-04953 | 03/24/2011 | Claimant(s): Ahmass Fakahany
Claimant Lawyers(s): Eric Seiler
Respondent(s): Ann Reese, Armando Codina, John Finnegan, John Thain, Joseph Prueher, Merrill Lynch Pierce Fenner & Smith Inc., Banc Of America Securities LLC, Bank of America Corporation, MER Merger Corporation, Merrill Lynch & Co..
Respondent Lawyers(s): Scott Musoff
Arbitrator(s): Alfred H. Kingon, Martin A. Edelstein, Thomas M. Amadio
Hearing Site: New York, NY
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