| 24-00066 | 07/24/2024 | Claimant(s): Brian Goossen
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): CrowdStreet., Crowdstreet Capital LLC
Respondent Lawyers(s): Gabrielle L. Gould
Arbitrator(s): Jacqueline R. Fox, Catherine Stewart, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
|  | Dismissed by Rule 12200 |
| 24-00090 | 05/06/2024 | Claimant(s): VV Big Bear, VV Durango
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): CrowdStreet Capital LLC, CrowdStreet.
Respondent Lawyers(s): Gabrielle L. Gould
Arbitrator(s): David S. Eisenberg, Brent Huntley, Harry Edward Hinderliter
Hearing Site: Las Vegas, NV
| | $0 |
| 21-01008 | 05/07/2021 | Claimant(s): Dan Burns, Dawn Burns
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Kevin Nevin, Trevor Gordan, Sandlapper Securities
Respondent Lawyers(s): Kevin Mark Nevin, Trevor Lee Gordan, Trevor Gordon
Arbitrator(s): Thomas R. Bromberg
Hearing Site: Omaha, NE
| | $1,557,170 |
| 15-01606 | 12/26/2017 | Claimant(s): Donovan Essen, Palm City Family Dental Care Profit Shar
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Duane Goodell, Triad Advisors.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): James W. Geiger, Carl Shechter, Ronald W. Weissman
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-01304 | 10/06/2017 | Claimant(s): Joseph Louie, Wai Louie
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Oppenheimer & Co.., Michael Rosenmayer
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Alan Stamm, Richard N. Friedman, Cynthia Cashman Makin
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-00531 | 07/02/2015 | Claimant(s): Dennis Sellers
Claimant Lawyers(s): Joshua B. Kons
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Vicky L. Orem
Hearing Site: Richmond, VA
| | Expungement |
| 14-00774 | 06/15/2015 | Claimant(s): Jerry Dean, Jerry Dean IRA, Roth IRA and SEP IRA
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Mollie Wagner Neal, Sanford S. Finder, Harvey Russell Preston
Hearing Site: Columbia, SC
| | $122,000 |
| 14-01628 | 04/15/2015 | Claimant(s): Adam Steinberg, Jeffrey Steinberg, Adam Steinberg SEP IRA
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Mark L Miller
Hearing Site: Chicago, IL
| | $15,300 |
| 11-04048 | 01/29/2015 | Claimant(s): Susan Lawshe
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Christopher Coppola, Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
| | $0 |
| 13-03763 | 08/15/2014 | Claimant(s): Evelyn McDowell, John McDowell
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Capital Financial Services.
Respondent Lawyers(s): Gara M. Seagraves
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Indianapolis, IN
| | $50,000 |
