Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02373 | 09/03/2024 | Claimant(s): Edi Pouldar, Robert Pouldar Claimant Lawyers(s): Kevin Pouldar Respondent(s): Akiva Fialkoff, J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA |  | Expungement |
| 23-01820 | 02/28/2024 | Claimant(s): Karen Guerrero Claimant Lawyers(s): Michael C. Bixby Respondent(s): LPL Financial LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | | Expungement |
| 23-02242 | 02/12/2024 | Claimant(s): Jonathan Socha Claimant Lawyers(s): Jonathan Socha Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca Swenson Arbitrator(s): Andrew M. Mintzer Hearing Site: Denver, CO | | $0 |
| 22-00309 | 02/15/2023 | Claimant(s): Lei Wang Claimant Lawyers(s): Lei Wang Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Mario H. Metzger, Andrew M. Mintzer, Barry D. Kaye Hearing Site: Los Angeles, CA | | $40,375 |
| 21-00942 | 12/02/2022 | Claimant(s): Steven Daily Claimant Lawyers(s): Steven R. Daily Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Andrew M. Mintzer Hearing Site: Las Vegas, NV | | $0 |
| 19-03662 | 09/17/2021 | Claimant(s): Janelle Salon, Salon Family Trust Claimant Lawyers(s): Gus W. Flangas Respondent(s): Morgan Stanley, Perry Basch Respondent Lawyers(s): Peter R. Boutin Arbitrator(s): Elliott Finkel, Andrew M. Mintzer, Robert B. Hansohn Hearing Site: Las Vegas, NV | | $0 |
| 20-00562 | 08/30/2021 | Claimant(s): Aaron Coppelson, Nightingale NY1 LLC Claimant Lawyers(s): Scott L. Silver Respondent(s): Elad Rahamim, Wells Fargo Clearing Services Respondent Lawyers(s): Daniel J. Donovan, Esther E. Cho Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | | Expungement |
| 21-00142 | 05/14/2021 | Claimant(s): Refael Shaoulian Claimant Lawyers(s): Refael Shaoulian Respondent(s): Robinhood Securities Respondent Lawyers(s): Jonathan J. Brennan Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | | $0 |
| 18-04302 | 10/26/2020 | Claimant(s): Ricardo San Roman Dunne Claimant Lawyers(s): Brian Levin Respondent(s): Morgan Stanley Respondent Lawyers(s): Jorge deNeve Arbitrator(s): Andrew M. Mintzer, Joyce L. Hurley, Edward H. Davis Hearing Site: Los Angeles, CA | | $0 |
| 19-03840 | 07/21/2020 | Claimant(s): Lam Thai Claimant Lawyers(s): Lam Thai Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | | $0 |