| 12-00184 | 08/23/2013 | Claimant(s): Joseph Churchill
Claimant Lawyers(s): Guy K. Fish
Respondent(s): Patrick O'Brien, B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): G. Gale Roberson, Jerry D. Mc Cormack, Robert Biondi
Hearing Site: Milwaukee, WI
|  | $0 |
| 12-03195 | 03/19/2013 | Claimant(s): Edward Jones
Claimant Lawyers(s): Mark G. Vaughan
Respondent(s): Sarah Hobbins
Respondent Lawyers(s): Sarah L. Hobbins
Arbitrator(s): William B. Ross
Hearing Site: Milwaukee, WI
| | $0 |
| 10-01775 | 07/20/2012 | Claimant(s): Mary Larson Weber, Rhonda Larson, Scott Larson, Sue Kerans, Taylor Lord, Thomas Larson, Howard H. Larson Revocable Living Trust
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Wells Fargo Advisors, Jay Weiland, Fiduciary Partners.
Respondent Lawyers(s): Miriam G. Bahcall, Sean M. Sweeney
Arbitrator(s): Terry F. Peppard, Jeffrey S. Fannon, David E. Jarvis
Hearing Site: Milwaukee, WI
| | $227,750 |
| 11-00741 | 05/18/2012 | Claimant(s): Michael Mosesson
Claimant Lawyers(s): James A. McGurk
Respondent(s): Morgan Stanley, Cedar Creek Securities.
Respondent Lawyers(s): Gregory B. Simon, James A. McGurk
Arbitrator(s): Jerry D. Mc Cormack, P. J. Boylan, Deborah Jervis Fabritz
Hearing Site: Milwaukee, WI
| | $0 |
| 10-03792 | 04/26/2012 | Claimant(s): Ashley Furniture Industries.
Claimant Lawyers(s): Jennifer A. Waters
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jonathan K. Youngwood
Arbitrator(s): Terry F. Peppard, David J. Hase, Victor A. Shier
Hearing Site: Milwaukee, WI
| | $1,900,000 |
| 10-04762 | 04/20/2012 | Claimant(s): James Thom
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Scott Steinke, B. C. Ziegler And Company
Respondent Lawyers(s): John A. Luburic
Arbitrator(s): Alan E. Case, Donald V. Anderson, Fredric R. Dichter
Hearing Site: Milwaukee, WI
| | $186,390 |
| 11-03187 | 03/14/2012 | Claimant(s): Treichel Joint Revocable Trust
Claimant Lawyers(s): Thomas F. Shine
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Theodore L. Leeb
Hearing Site: Milwaukee, WI
| | $46,972 |
| 10-04402 | 02/09/2012 | Claimant(s): Robert Reitman
Claimant Lawyers(s): Paul R. Erickson
Respondent(s): Christopher Calvelli, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Gregory G. Wille
Arbitrator(s): Emanuel V. Gumina, Allen D. Schwartz, Fredric R. Dichter
Hearing Site: Milwaukee, WI
| | $75,332 |
| 10-01534 | 11/07/2011 | Claimant(s): Connie Janousek
Claimant Lawyers(s): Richard L. Bolton
Respondent(s): Christopher Ayer, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): P. J. Boylan, Roy Clyde George, Gary L. Grolle
Hearing Site: Milwaukee, WI
| | $36,775 |
| 10-03672 | 11/03/2011 | Claimant(s): Dale Scholl
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Gregory G. Wille, James P. O'Donnell, Richard H. Porter
Hearing Site: Milwaukee, WI
| | Expungement |
