| 12-00626 | 10/04/2013 | Claimant(s): Kathleen Wu
Claimant Lawyers(s): Thomas G. Shapiro
Respondent(s): Eric Gauster, Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Mary C. Kelleher, David Ellis, Andrea J. Goldman
Hearing Site: Boston, MA
|  | $452,060 |
| 11-03613 | 07/23/2013 | Claimant(s): Asset Protection Plans.
Claimant Lawyers(s): S. David Anton
Respondent(s): Oppenheimer & Co.., Joseph Vaccaro
Respondent Lawyers(s): Peter Byer, Ruthann Granito Niosi
Arbitrator(s): Richard R. Logsdon, Darlene M. Andert, Steele Thomas Williams
Hearing Site: Tampa, FL
| | $0 |
| 12-00919 | 06/06/2013 | Claimant(s): Linda Savitch
Claimant Lawyers(s): Victor P. Muskin
Respondent(s): Frank Palombo, Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Leonard M. Bakal, Vincent C. Pangia, Brian John Gallagher
Hearing Site: New York, NY
| | $0 |
| 08-00443 | 11/17/2011 | Claimant(s): Gerald Rupp, John Roberts
Claimant Lawyers(s): Robert J. Hausen
Respondent(s): Oppenheimer & Co.., Nancy Abraham
Respondent Lawyers(s): Peter Byer, Stephen Ehrenberg
Arbitrator(s): Joseph J. Arata, Robina Fedora Asti, Edward G. Toptani
Hearing Site: New York, NY
| | $0 |
| 09-06333 | 09/20/2011 | Claimant(s): Maria Pitch, Nicholas Pitch
Claimant Lawyers(s): Brian S. Conneely
Respondent(s): David Feigeles, Henry Fichtner, Oppenheimer & Co.., Mark Hotton
Respondent Lawyers(s): Michael Finkelstein, Peter Byer
Arbitrator(s): Mark Mendley, Joseph Mark Hubbell, Adam B. Lass
Hearing Site: New York, NY
| | Expungement |
| 10-03410 | 08/26/2011 | Claimant(s): Steven Kolow
Claimant Lawyers(s): Kristen Hudson
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Robert D. Greenlee, Richard M. Reider, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
| | $1,112,500 |
| 09-01760 | 08/27/2010 | Claimant(s): Alvin Trenk
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Joseph B. Russell, Brian F Loveman, Stevan J. Bosses
Hearing Site: New York, NY
| | $0 |
| 08-03005 | 05/06/2010 | Claimant(s): Central Florida Investments.
Claimant Lawyers(s): Richard W Epstein
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Stuart S. Billington, Thomas Joseph Atkinson, Lauren S. Puritz
Hearing Site: Orlando, FL
| | $328,684 |
| 08-02468 | 04/01/2010 | Claimant(s): Ellen Koval
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Louis H. Miron, Marvin L. Schuldiner, Stephen M. Plotnick
Hearing Site: New York, NY
| | $0 |
| 08-02238 | 01/08/2010 | Claimant(s): Diane Resch
Claimant Lawyers(s): Arnold Y. Steinberg
Respondent(s): Oppenheimer & Co.., Philip Cimino, William Resch
Respondent Lawyers(s): Arnold Y. Steinberg, Peter Byer
Arbitrator(s): Karl F. Meyers, Marc A. Winters, James G. Kirk
Hearing Site: Pittsburgh, PA
| | Stipulated Award and Expungement |
