22-02466 | 12/11/2023 | Claimant(s): Cordia Swanson Claimant Lawyers(s): Cordia Swanson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Randy R. Maher, David L. Moran, Hugh James Anderson Hearing Site: Las Vegas, NV
| | Dismissed by Rule 12504(a)(6)(B) |
21-02742 | 09/15/2023 | Claimant(s): Klenell Jensen Claimant Lawyers(s): Brian Edwin Lahti Respondent(s): Daniel Mann, Kyle Kirwan, Cornerstone Wealth Management Respondent Lawyers(s): R. Bradley Ziegler Arbitrator(s): Paul H. Lamboley, David L. Moran, Tina Alison Davis Hearing Site: Salt Lake City, UT
| | Expungement |
20-00861 | 04/08/2022 | Claimant(s): George Lyles Claimant Lawyers(s): George W. Lyles Respondent(s): Jacob Mohr, Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Peter Pound, Thomas M. McHugh Arbitrator(s): Robert Rosen, David L. Moran, Adam Michael Porter Hearing Site: Las Vegas, NV
| | Expungement |
18-01515 | 08/08/2019 | Claimant(s): Jay Hu Claimant Lawyers(s): Jay Z Hu Respondent(s): Regal Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Erik R. Siering, Andrew M. Mintzer, David L. Moran Hearing Site: Las Vegas, NV
| | $0 |
12-04190 | 12/03/2014 | Claimant(s): Elaine Kreda Revocable Trust Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley Respondent Lawyers(s): Brian C. Hale Arbitrator(s): Kirtley M. Thiesmeyer, David L. Moran, Dale G. Higer Hearing Site: Las Vegas, NV
| | Expungement |
12-04141 | 07/25/2013 | Claimant(s): David Morris, Jane Morris Claimant Lawyers(s): Gary S. Menzer Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Courtney M. Rogers Reid Arbitrator(s): Robert E. Jenks, David L. Moran, Thomas J. Tanksley Hearing Site: Las Vegas, NV
| | Dismissed by Rule 12504 |
12-01974 | 05/07/2013 | Claimant(s): Ronald Damiani Claimant Lawyers(s): Ronald Gene Damiani Respondent(s): Scottrade Inc. Respondent Lawyers(s): Neils P. Murphy Arbitrator(s): Michael Dean, David L. Moran, Robert Dean McKinley Hearing Site: Las Vegas, NV
| | Dismissed by Rule 12206 |
08-04078 | 10/04/2010 | Claimant(s): John Miller Claimant Lawyers(s): John Miller Respondent(s): Pershing LLC, Vanguard Marketing Corporation Respondent Lawyers(s): Garrett R. Wynne, James J. Dougherty Arbitrator(s): Joseph L. Mangan, Robert J. Ruben, David L. Moran Hearing Site: Reno, NV
| | $0 |