22-01403 | 04/27/2023 | Claimant(s): Myung Won Claimant Lawyers(s): Myung Won Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anastasia B. Wohar Arbitrator(s): Anthony D. DeToro, Michael John Florio, Ellie Vilendrer Hearing Site: Los Angeles, CA
| | $0 |
19-02832 | 11/07/2022 | Claimant(s): Abrahm Family Trust Claimant Lawyers(s): Jacob Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Patrick M. Smith Arbitrator(s): Joseph C. Watson, Robert B. Hansohn, Michael John Florio Hearing Site: Los Angeles, CA
| | Expungement |
21-00004 | 06/02/2022 | Claimant(s): Paul R. Hutchinson SEP IRA, Paul Hutchinson Jr Living Tr DTD 6/26/91 Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): Morgan Stanley Respondent Lawyers(s): Kathleen Salvaty Arbitrator(s): Michael John Florio, Joseph Francis Young, Julia Ulloa Hearing Site: Los Angeles, CA
| | Expungement |
21-03098 | 04/29/2022 | Claimant(s): Mau Cong Claimant Lawyers(s): Mau Cong Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Michael John Florio Hearing Site: Los Angeles, CA
| | $0 |
19-02741 | 03/04/2021 | Claimant(s): Jonathan Siegel Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Timothy N. Will Arbitrator(s): Edith N. Dinneen, Kenneth M. Weinman, Michael John Florio Hearing Site: Los Angeles, CA
| | Expungement |
16-00399 | 06/08/2018 | Claimant(s): Robynn Dorffi, Wesley Dorffi, Dorffi Family Trust dated 12/19/2003 Claimant Lawyers(s): Bradd L. Milove Respondent(s): David Snyder, Morgan Stanley & Co. Respondent Lawyers(s): Lisa Bertain Arbitrator(s): Arthur T. Berggren, Michael John Florio, Michael Richard Henri Post Hearing Site: Los Angeles, CA
| | $0 |
17-00430 | 03/05/2018 | Claimant(s): Alan Fields Claimant Lawyers(s): Jon E. Drucker Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward Walton Arbitrator(s): John E. Ohashi, Neil S. Jasper, Michael John Florio Hearing Site: Los Angeles, CA
| | $0 |
16-02678 | 01/03/2018 | Claimant(s): Richard Long Claimant Lawyers(s): I. Donald Weissman Respondent(s): J.P. Morgan Securities, Ruben Cavada Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Elliott David Finkel, Michael John Florio, John R Sustersic Hearing Site: Los Angeles, CA
| | $0 |
16-01140 | 10/24/2017 | Claimant(s): Leticia Castro, GrupoMex Holdings Claimant Lawyers(s): Chaz R. Brown, John Rogers Respondent(s): James Fellus, Pershing LLC, John Burke, Lawrence Sanicola, Braver Stern Securities LLC Respondent Lawyers(s): Andrew R. Harvin, James Benjamin Fellus, Lawrence Sanicola, Thomas G. Amon Arbitrator(s): Michael Dean, Kendall C. Reed, Michael John Florio Hearing Site: Las Vegas, NV
| | $0 |
15-01665 | 11/22/2016 | Claimant(s): Praveen Chandra Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Mary M. O'Neil, Brent J. Rosenbaum, Michael John Florio Hearing Site: Las Vegas, NV
| | $0 |