| 19-03776 | 08/18/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Leo Eastman
Respondent Lawyers(s): Leo Otto Eastman
Arbitrator(s): Michael John Florio
Hearing Site: Las Vegas, NV
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| 16-02244 | 01/21/2020 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Justin McDonald
Respondent Lawyers(s): Joshua A. Cohen
Arbitrator(s): Michael John Florio
Hearing Site: Los Angeles, CA
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| 17-00294 | 05/17/2019 | Claimant(s): Harold Hermelee, Ian Smith, Peter Harrison, Tad Dahlke
Claimant Lawyers(s): Joel Levin
Respondent(s): Gary Wunderlich, Lionel Conacher, Philip Zanone, Wunderlich Investment., Wunderlich Securities.
Respondent Lawyers(s): Mark Griffin
Arbitrator(s): Joseph Winter, Michael John Florio, Alan Stanley Petlak
Hearing Site: Los Angeles, CA
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| 17-02535 | 04/19/2018 | Claimant(s): Mitchell Horst
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Michael John Florio
Hearing Site: Las Vegas, NV
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| 17-00532 | 12/28/2017 | Claimant(s): Aaron Delsignore
Claimant Lawyers(s): Cory Braddock
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Erin Weesner-McKinley
Arbitrator(s): Michael John Florio
Hearing Site: Las Vegas, NV
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| 16-00722 | 09/16/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas Kopshever
Respondent(s): David Fahey
Respondent Lawyers(s): David John Fahey
Arbitrator(s): Michael John Florio
Hearing Site: Los Angeles, CA
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| 13-02770 | 12/10/2015 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Christopher Gallo
Respondent Lawyers(s): Scott R. Shewan
Arbitrator(s): Barry A. Mainardi, Michael G. Clark, Michael John Florio
Hearing Site: Las Vegas, NV
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| 11-03419 | 02/22/2013 | Claimant(s): Newport Coast Securities.
Claimant Lawyers(s): Irving M. Einhorn
Respondent(s): Deborah Scott, Joseph Mangiapane, Kathleen McPherson, Stephen Washburn
Respondent Lawyers(s): Irving M. Einhorn, Montgomery G. Griffin
Arbitrator(s): Edward J. Costello, Keith Schulner, Michael John Florio
Hearing Site: Los Angeles, CA
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| 09-00630 | 11/17/2010 | Claimant(s): Wendy Rea
Claimant Lawyers(s): Patricio T.D. Barrera
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. Lachaussee
Arbitrator(s): Herbert Murez, Thomas A. Culbertson, Michael John Florio
Hearing Site: Los Angeles, CA
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