| 10-05018 | 02/16/2012 | Claimant(s): Cheryl Lisa Gibson
Claimant Lawyers(s): Julia A. Epps
Respondent(s): Ameriprise Financial Services., Robert Yeh
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Maurice R. Dunie
Hearing Site: Norfolk, VA
|  | $0 |
| 10-04956 | 02/03/2012 | Claimant(s): Estate of Carolyn Colvin EXE J. Colvin
Claimant Lawyers(s): Fredrick R. Tulley
Respondent(s): Charlton Lyons, Ameriprise Financial Services., Patricia Hatcher
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): William B. Miller, Jason G. Ourso, Allen J. Krouse
Hearing Site: New Orleans, LA
| | Expungement |
| 11-01261 | 01/30/2012 | Claimant(s): Beverly Hall
Claimant Lawyers(s): Robert C. Port
Respondent(s): Ameriprise Financial Services., Ira Johnston
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John F. O'Neill
Hearing Site: Atlanta, GA
| | $225 |
| 10-03001 | 11/30/2011 | Claimant(s): Hugh Mays, Jill Mays, The Mays Family Trust
Claimant Lawyers(s): Arthur S. Leider, Floyd R. Brown
Respondent(s): Ameriprise Financial Services., Orin Green, Richard Fogg
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Michael F. Brown, Lawrence Alexander Huerta, Jon C. Milliken
Hearing Site: San Diego, CA
| | $0 |
| 09-05754 | 11/22/2011 | Claimant(s): Mary Brown, Paul Allgyer
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Jerry C. Prestridge, Nathan Levy, William Edward Buck
Hearing Site: Houston, TX
| | Expungement |
| 10-04374 | 11/22/2011 | Claimant(s): Grisel Wiley, Jerry Wiley, Grisel Wiley Irrevocable Life Ins. Trust, Jerry Wiley Irrevocable Life Ins Trust, The Grisel Wiley Living Trust
Claimant Lawyers(s): John J. Miller
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Sherry L. Robinson, John R. Loss, Michael J. Hunter
Hearing Site: Kansas City, MO
| | $0 |
| 10-01154 | 11/03/2011 | Claimant(s): Ernest Perea, Rita Perea
Claimant Lawyers(s): Thomas S. Reavely
Respondent(s): Ameriprise Financial Services., Michael Franke, Ryan Surber
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Herbert S. Bratt, Andrew R. Dick, Daniel E. Wright
Hearing Site: Des Moines, IA
| | Expungement |
| 10-03672 | 11/03/2011 | Claimant(s): Dale Scholl
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Gregory G. Wille, James P. O'Donnell, Richard H. Porter
Hearing Site: Milwaukee, WI
| | Expungement |
| 11-01650 | 10/21/2011 | Claimant(s): George Shull
Claimant Lawyers(s): George E. Shull
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Cheryl R. Kershner
Hearing Site: San Francisco, CA
| | $0 |
| 10-03580 | 10/12/2011 | Claimant(s): Jerry Douglas
Claimant Lawyers(s): R. Allen Kilgore
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Frank W. Virgin, Ronald Griffith Wilkins, E. Trice Laird
Hearing Site: Birmingham, AL
| | Expungement |
