17-01523 | 02/13/2019 | Claimant(s): Ion Zupcu, Rodica Zupcu Claimant Lawyers(s): Timothy J. O'Connor Respondent(s): Kenneth Christman, Stifel, Nicolaus & Co.., Theresa Scott Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY
| | Expungement |
16-02447 | 04/06/2017 | Claimant(s): Bennie Greenwell, WH Greenwell Claimant Lawyers(s): Thomas E. McElyea Respondent(s): Stifel, Nicolaus & Co.., Mark Damron Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Robert J. Gregory Hearing Site: Little Rock, AR
| | $0 |
16-01640 | 11/17/2016 | Claimant(s): Jane Schultz Claimant Lawyers(s): W. Scott Greco Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Richard E. Miley Hearing Site: Charlotte, NC
| | $9,850 |
16-01341 | 11/08/2016 | Claimant(s): Patricia FitzPatrick, Henry B FitzPatrick Jr, Trust Claimant Lawyers(s): Patricia F Donlon Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Gregory Hunter Mathews Hearing Site: Philadelphia, PA
| | $0 |
16-00524 | 10/10/2016 | Claimant(s): Shari Osweiler Swartz Claimant Lawyers(s): Shari Osweiler Swartz Respondent(s): Stifel, Nicolaus & Co.., John Horton, Joshua Horton Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Charles Scott McClellan Hearing Site: Helena, MT
| | $0 |
15-01096 | 08/25/2016 | Claimant(s): Camille Pisciotto Claimant Lawyers(s): John E. Lawlor Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Shelley Teitelbaum, Sandra J. Mullings, Noel B. Berman Hearing Site: New York, NY
| | Expungement |
14-03462 | 03/29/2016 | Claimant(s): Robert Berger, Ronnie Berger, Robert Berger CPA Profit Sharing Plan, Robert & Ronnie Berger Revocable Trust Claimant Lawyers(s): Jared A. Levy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Monica I. Salis, Lawrence M. Green, James M. Scutti Hearing Site: Boca Raton, FL
| | Expungement |
14-03198 | 09/01/2015 | Claimant(s): Shirley Thames Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Steven P. Gregory Hearing Site: Birmingham, AL
| | Expungement |
12-01531 | 09/23/2013 | Claimant(s): Meryl Kauff, Philip Kauff Claimant Lawyers(s): Alan L. Frank Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Felix A. Meschini, Paul Ribner, Peter A. Scarpato Hearing Site: Philadelphia, PA
| | Expungement |
13-00130 | 09/03/2013 | Claimant(s): Norman Pinn Claimant Lawyers(s): Christine Lazaro Respondent(s): Stifel, Nicolaus & Co.., Philip Smolowitz Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Paul Weinberg Hearing Site: New York, NY
| | $3,311 |