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FINRA Awards for Shirley Thames

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0319809/01/2015Claimant(s): Shirley Thames
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Steven P. Gregory
Hearing Site: Birmingham, AL
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