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FINRA Awards for Jeffrey C. Primiano

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Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0217511/12/2018Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Michael Levy
Respondent Lawyers(s): Jerry W. Sullivan
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: New Orleans, LA
18-0171709/07/2018Claimant(s): Stifel, Nicolaus & Co.., Keefe, Bruyette & Woods.
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Duncan Preston
Respondent Lawyers(s): Duncan Preston
Arbitrator(s): William M. Getzoff
Hearing Site: St. Louis, MO
16-0024407/06/2016Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Arthur King
Respondent Lawyers(s): Arthur Kenneth King
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
15-0108709/17/2015Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Mark S. Foster
Hearing Site: Kansas City, MO
12-0146501/07/2013Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Anthony Fisher
Respondent Lawyers(s): Anthony John Fisher
Arbitrator(s): Stan West, Robert S. Natiss, Peter A. Cartwright
Hearing Site: Boca Raton, FL
10-0458010/21/2011Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Douglas Black
Respondent Lawyers(s): Douglas Black
Arbitrator(s): Nicholas John Taldone
Hearing Site: Boca Raton, FL
08-0160207/23/2010Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Owen Mulvaney
Respondent Lawyers(s): Owen Mulvaney
Arbitrator(s): Karen Z. Fischer, John Uustal, Dale W. Oliver
Hearing Site: Boca Raton, FL
07-0184205/06/2009Claimant(s): Ryan Beck & Co.
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Gennaro Vuono, William Bucci
Respondent Lawyers(s): John N. Salla
Arbitrator(s): Richard A. Purkiss, Andrew W. Davitt, Howard B. Scherer
Hearing Site: Philadelphia, PA
07-0184305/06/2009Claimant(s): Ryan Beck & Co.
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Gennaro Vuono
Respondent Lawyers(s): Leonard N. Zito
Arbitrator(s):
Hearing Site: Philadelphia, PA
07-0113509/23/2008Claimant(s): Ryan Beck & Co.
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Arthur Ogbogu
Respondent Lawyers(s): Arthur Ogbogu
Arbitrator(s): Richard W Berenger, Joseph C. Pickard, William A. Hohauser
Hearing Site: New York, NY

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