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FINRA Awards for Wedbush Securities Inc.

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Displaying 10 out of 33 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0334511/13/2020Claimant(s): Scott Krelle
Claimant Lawyers(s): Scott Krelle
Respondent(s): Antoni Lucas, Wedbush Securities Inc., David Hirons
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Kendall C. Reed, Aurelio A. Garcia, Elizabeth Yang
Hearing Site: Los Angeles, CA
Checkmark IconDismissed
17-0287411/29/2018Claimant(s): ODS Capital LLC
Claimant Lawyers(s): Jo Ann Palchak
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Mark C. Perry, Sidney Turner, Ronald Stephen Robins
Hearing Site: Boca Raton, FL
Checkmark Icon$36,869
16-0312105/22/2018Claimant(s): Terri Greenamyer Revocable Tr dtd 5/8/92
Claimant Lawyers(s): Vincent D. Slavens
Respondent(s): Wedbush Securities Inc., Karen Brady
Respondent Lawyers(s): John Stenson
Arbitrator(s): Mandel E. Himelstein, Evan A. Gould, Lei-Chala Indee Wilson
Hearing Site: San Diego, CA
Checkmark IconExpungement
16-0084707/13/2017Claimant(s): Agatha Dancy, John Dancy
Claimant Lawyers(s): Robert J. Girard
Respondent(s): Wedbush Securities Inc., Mark Augusta
Respondent Lawyers(s): Charles LaChaussee, David S. Harrison
Arbitrator(s): A. Joel Klein, Owen J. Thomsen, Carolyn Renee Payne
Hearing Site: Los Angeles, CA
Checkmark Icon$1,519,360
15-0191712/27/2016Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Leandro Palencia
Respondent(s): Alexander Alternative Capital
Respondent Lawyers(s): Robert J. Harvey
Arbitrator(s): Susanne J. Hollander
Hearing Site: Miami, FL
Checkmark Icon$0
13-0325011/05/2015Claimant(s): Alexandria Nicolai, Jeffrey Nicolai, Jennifer Tiscornia-Steere, Katherine Nicolai, Mary Tiscornia, Michael Nicolai, Nicholas Toussaint, The San Francisco Gravel Co. Inc. Profit, The Nicholas & Susan Toussaint Trust
Claimant Lawyers(s): Jeffrey M. Nicolai
Respondent(s): Wedbush Securities Inc., Kevin Scarpelli
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Donald S. Green, Norman S. Nayfach, Robert James Wilkie
Hearing Site: San Francisco, CA
Checkmark Icon$813,475
13-0331301/23/2015Claimant(s): Karen Bonnheim
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Arthur F. Brueggeman, Constance Ellen Boukidis, Milton N. Gross
Hearing Site: Los Angeles, CA
Checkmark Icon$351,400
10-0257810/14/2014Claimant(s): Barbara Quick, Gary Quick
Claimant Lawyers(s): Adam T. Hoover
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John Stenson
Arbitrator(s): Roberta Haft, Robert Elman, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
Checkmark Icon$0
12-0432310/10/2014Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Arthur Wiener and Paulette Wiener
Respondent Lawyers(s): Justin D'elia
Arbitrator(s): Jeffrey F. Friedman, Joel P. Mellis, Robert E. Anderson
Hearing Site: New York, NY
Checkmark Icon$0
11-0345208/16/2013Claimant(s): Betty Saleh, Patrick FitzWilliam
Claimant Lawyers(s): Maxwell M. Blecher
Respondent(s): Wedbush Securities Inc., Edward Wedbush, Michael Gardner, Richard Lanni
Respondent Lawyers(s): Jerry S. Phillips, John Erikson
Arbitrator(s): Robert A. Lombardi, Dennis A. Torres, Robert Dean McKinley
Hearing Site: Los Angeles, CA
Checkmark Icon$435,380

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