| 20-02929 | 10/05/2021 | Claimant(s): Thomas Brough
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Philip J. Glick
Hearing Site: Chicago, IL
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| 20-02120 | 12/01/2020 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles B LaChaussee
Respondent(s): Brian Matz
Respondent Lawyers(s): Brian Joathan Matz
Arbitrator(s): George Herman Frisch
Hearing Site: Los Angeles, CA
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| 19-02404 | 03/19/2020 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Arthur Hoffman
Respondent Lawyers(s): Arthur Stewart Hoffman
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
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| 19-00549 | 06/13/2019 | Claimant(s): William Kearney
Claimant Lawyers(s): David I. Hantman
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Matthew D. Klafter
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
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| 16-00914 | 02/20/2019 | Claimant(s): Trenchant Funds USA LLC
Claimant Lawyers(s): Martin H. Kaplan
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Michael G. Shannon, Roger B. Jacobs, Amy Jill Baranoff
Hearing Site: New York, NY
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| 16-01192 | 12/04/2018 | Claimant(s): Stella Bi
Claimant Lawyers(s): Mia Munro
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Matthew Klafter
Arbitrator(s): Alan Stamm, Elliott D. Finkel, Cherie S. Lewis
Hearing Site: Los Angeles, CA
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| 17-03385 | 11/06/2018 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Leandro Palencia
Respondent(s): Mark Riley
Respondent Lawyers(s): Mark Christopher Riley
Arbitrator(s): Evan A. Gould
Hearing Site: San Diego, CA
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| 18-00316 | 07/25/2018 | Claimant(s): Jaye Oppedahl
Claimant Lawyers(s): Jaye Clifford Oppedahl
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): David J. Anderson, Mark S. Priver, Kenneth Charles Vislocky
Hearing Site: Los Angeles, CA
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| 15-01783 | 02/12/2018 | Claimant(s): Joseph Semprini
Claimant Lawyers(s): Kathleen M. Hartman
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Benjamin F. Breslauer, Steven H. Gentry, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
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| 16-00504 | 02/12/2018 | Claimant(s): Thomas Felgner
Claimant Lawyers(s): Robyn C. Crowther
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Babak Yousefzadeh
Arbitrator(s): Michael M. Hachigian, Barry A. Fisher, Rodrego A. Byerly
Hearing Site: Los Angeles, CA
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