22-01490 | 09/06/2024 | Claimant(s): Alan Bulotsky, Deluvina Lopez, George Wilson, Janice Almeleh, Jean Wilson, Toby Bulotsky, Grace Lutheran Church of Grace Lutheran, George Wilson IRA, Jean Wilson IRA, Toby D. Bulotsky Trust Claimant Lawyers(s): Adam Gana Respondent(s): Ages Financial Services, Ltd. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Randy R. Maher, Janice L. Sperow, Helen W. Kinnaird Hearing Site: San Diego, CA
| | $1,148,130 |
22-02466 | 12/11/2023 | Claimant(s): Cordia Swanson Claimant Lawyers(s): Cordia Swanson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Randy R. Maher, David L. Moran, Hugh James Anderson Hearing Site: Las Vegas, NV
| | Dismissed by Rule 12504(a)(6)(B) |
18-01226 | 09/16/2022 | Claimant(s): Hisako Patten Claimant Lawyers(s): Hisako Patten Respondent(s): Craig Dock, Scottrade Inc., TD Ameritrade. Respondent Lawyers(s): William M. Turner Arbitrator(s): Randy R. Maher, Cynthia Cashman Makin, Charles Chia-Lin Hsieh Hearing Site: San Diego, CA
| | Expungement |
20-02086 | 06/15/2022 | Claimant(s): Shawn Parr, TTEE of Parr Family Trust Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Herbert Liberman, Randy R. Maher, William Richard Espino Hearing Site: San Diego, CA
| | Expungement |
21-02458 | 02/02/2022 | Claimant(s): Patricia Mary Taylor Trust Claimant Lawyers(s): Gary Mark Brewer Respondent(s): Christopher Taylor, Kestra Investment Services Respondent Lawyers(s): Craig Zafis, Richard A. D'Amura Arbitrator(s): Thomas E Shuck, Randy R. Maher, Mitchell Lee Lathrop Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
17-00857 | 06/25/2018 | Claimant(s): Kris Dielman, Sandy Dielman Claimant Lawyers(s): Robert Traylor Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Gavin E. Gruber Arbitrator(s): Mark R. Lee, Randy R. Maher, Deanna Margaret Veitia Hearing Site: San Diego, CA
| | $1,091,580 |
14-00864 | 11/17/2015 | Claimant(s): Natalija Josimovich Claimant Lawyers(s): J. Owen Murrin Respondent(s): Erinn Ford, Philip Pizelo, The Estate of Robert A. Cannon Respondent Lawyers(s): Diane M. Meyers, Erinn J. Ford, Philip Anthony Pizelo Arbitrator(s): Greta Glavis, Randy R. Maher, Mitchell Lee Lathrop Hearing Site: San Diego, CA
| | Expungement |
14-01695 | 08/25/2015 | Claimant(s): Catherine Block Claimant Lawyers(s): Thomas Frost Respondent(s): Scottrade Inc. Respondent Lawyers(s): Wendy S. Menghini Arbitrator(s): Mark R. Lee, Thomas J. Doherty, Randy R. Maher Hearing Site: San Diego, CA
| | $0 |
13-00579 | 03/04/2014 | Claimant(s): Doreen Blank, Edward Blank, Estate of Della A.B. Baker Claimant Lawyers(s): Lance C. McCardle Respondent(s): James Glover, Signator Investors. Respondent Lawyers(s): James Robert Glover, Paul F. Enzinna Arbitrator(s): Jeffrey L. Gaffney, Randy R. Maher, Daniel R. Saling Hearing Site: San Diego, CA
| | $1,589,150 |