| 23-00414 | 11/16/2023 | Claimant(s): Marc Kreisberger
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Randy R. Maher
Hearing Site: Las Vegas, NV
| | |
| 22-00244 | 08/31/2022 | Claimant(s): Anthony Thurlow
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Randy R. Maher
Hearing Site: Las Vegas, NV
| | |
| 21-01431 | 02/04/2022 | Claimant(s): John Czajkowski
Claimant Lawyers(s): Chrisitina Vourakis
Respondent(s): Securities America.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Jo-Ann C. Little, Randy R. Maher, Kirtley M. Thiesmeyer
Hearing Site: San Diego, CA
| | |
| 19-03817 | 12/06/2021 | Claimant(s): D. Blankenship
Claimant Lawyers(s): Frances Menzer
Respondent(s): Independent Financial Group.
Respondent Lawyers(s): Robert L. Gonser
Arbitrator(s): David Sear, Randy R. Maher, Thomas L. Marshall
Hearing Site: San Diego, CA
| | |
| 20-02984 | 06/14/2021 | Claimant(s): Bradley Cooperman
Claimant Lawyers(s): Frances Menzer
Respondent(s): WAMU Investments.
Respondent Lawyers(s): James H. David
Arbitrator(s): Randy R. Maher
Hearing Site: San Diego, CA
| | |
| 20-01514 | 12/03/2020 | Claimant(s): Sandeep Varma
Claimant Lawyers(s): Frances Menzer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Randy R. Maher
Hearing Site: San Diego, CA
| | |
| 16-00543 | 12/12/2016 | Claimant(s): John Toman
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Brett W. Everhart, Doris V. Knotter, Randy R. Maher
Hearing Site: San Diego, CA
| | |
| 13-02523 | 12/01/2016 | Claimant(s): Edward Signaigo
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Respondent Lawyers(s): Gina Shlaferman, Tracy L. Gerber
Arbitrator(s): James D. Knotter, M. LaRae Bakerink, Randy R. Maher
Hearing Site: San Diego, CA
| | |
| 15-02144 | 05/26/2016 | Claimant(s): Marc Seward
Claimant Lawyers(s): Vincent D. Slavens
Respondent(s): Securities America.
Respondent Lawyers(s): Sabryne Coleman
Arbitrator(s): Robert A. Lakosil, George L. Tindall, Randy R. Maher
Hearing Site: San Diego, CA
| | |
| 13-00365 | 10/10/2013 | Claimant(s): Jason Coles
Claimant Lawyers(s): Christine A. Page
Respondent(s): Wells Fargo Investments, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea, Thomas F. Kopshever
Arbitrator(s): Thomas J. Doherty, Randy R. Maher, Kevin K. Forrester
Hearing Site: San Diego, CA
| | |
