Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02069 | 09/01/2015 | Claimant(s): Charles Rayburn, Pamela Rayburn Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TradeKing Respondent Lawyers(s): Paul McCurdy Arbitrator(s): Michael S. Matek Hearing Site: Chicago, IL |  | $2,500 |
| 14-01718 | 08/21/2015 | Claimant(s): George Gartner Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Rockwell Global Capital LLC Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Kevin D. Hofman Hearing Site: Minneapolis, MN | | Dismissed by Rule 12206 |
| 13-00209 | 08/21/2015 | Claimant(s): Michael Kohlenstein Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Bruce Oderman, Euro Pacific Capital. Respondent Lawyers(s): Peter Chema, Robert J. Harvey Arbitrator(s): Gordon M. Wase, John Leslie Coker, Naomi Ime Blake Hearing Site: Baltimore, MD | | $70,359 |
| 14-02287 | 08/21/2015 | Claimant(s): Charles Prine, TTEE Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Kelli Hartsook Arbitrator(s): John G. Manley, Maria Aguilar Icaza, James L. Warren Hearing Site: Jackson, MS | | $0 |
| 14-01437 | 08/18/2015 | Claimant(s): IRA FBO Robert Elizondo Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Jon Sanchez Respondent Lawyers(s): Steven F. Bus Arbitrator(s): Paul H. Lamboley Hearing Site: Reno, NV | | $78,725 |
| 14-02480 | 08/06/2015 | Claimant(s): Fred Anthony Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Cadaret, Grant & Co.. Respondent Lawyers(s): Mickey B. Wright Arbitrator(s): Dana R. Krajack, Dana Tait Sandlin, Celeste A. Beron Hearing Site: Columbia, SC | | Dismissed by Rule 12206 |
| 14-01436 | 08/05/2015 | Claimant(s): James Borelli, Kelly Borelli Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Jon Sanchez Respondent Lawyers(s): Steven F. Bus Arbitrator(s): Paul E. Dahlman Hearing Site: Reno, NV | | $40,000 |
| 13-02508 | 07/09/2015 | Claimant(s): Alicia Terzo, Berry West Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | | $60,545 |
| 13-00203 | 06/19/2015 | Claimant(s): Eloise Clawson Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Felde Hoffman Arbitrator(s): Chesley Oriel, John B. Kinsellagh, Gene M. Bauer Hearing Site: Boston, MA | | $0 |
| 13-02580 | 05/22/2015 | Claimant(s): Linda Pennfield Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Amy B. Bard Arbitrator(s): Michael J. Maran, Linda J. Baer, Roger B. Jacobs Hearing Site: New York, NY | | $0 |