| 17-01082 | 04/24/2018 | Claimant(s): Catherine Knight, William Knight
Claimant Lawyers(s): David Meyer
Respondent(s): Ernest Romer, Corecap Investments.
Respondent Lawyers(s): Ernest Julius Romer, Steven E. Mellen
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
|  | $50,975 |
| 17-00156 | 04/09/2018 | Claimant(s): Tami Schneider
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): Christopher Barone, Richard Barone, America Northcoast Securities.
Respondent Lawyers(s): Michael Davis Hoenig
Arbitrator(s): Robert J. Scafuri, Jeffrey M. Bain, Robert Edward Glaser
Hearing Site: Cleveland, OH
| | Expungement |
| 16-02974 | 03/29/2018 | Claimant(s): Dolores Prohaska, Edward Prohaska
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): David Harris, Kevin Cline, Source Capital Group.
Respondent Lawyers(s): David W. Harris, David Harris, Travis Creed
Arbitrator(s): Robert J. Scafuri, Stanley H. Michelstetter, Susan H. Schleisner
Hearing Site: Milwaukee, WI
| | $300,000 |
| 16-01860 | 01/16/2018 | Claimant(s): Marita Ashmore, Michael Ashmore
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Eric Willer, Kevin Lane, Michael Conte, Fusion Analytics Securities LLC, Fusion Analytics Investment Partners LLC
Respondent Lawyers(s): John Stewart
Arbitrator(s): Robert J. Scafuri, Peter Glasser, Michael S. Berman
Hearing Site: Pittsburgh, PA
| | $100,000 |
| 15-03239 | 05/15/2017 | Claimant(s): Marjorie R. Brown Trust U/A/D 11/25/1997
Claimant Lawyers(s): Ralph J. Sirlin
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Jerry M. Santangelo
Arbitrator(s): Robert J. Scafuri, A. Robert Stevenson, Melissa B. VanDam
Hearing Site: Detroit, MI
| | $150,000 |
| 15-02472 | 04/14/2016 | Claimant(s): Clyde Olivero
Claimant Lawyers(s): John A. Hubbard
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | $10,000 |
| 13-03760 | 07/07/2015 | Claimant(s): Larry Baber
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Anthony Manaia, Edward Hindman, Robert Copus, Intervest International Corporation, Intervest International Equities Corp.
Respondent Lawyers(s): David M. Saperstein, Mark L. Kowalsky
Arbitrator(s): Robert J. Scafuri, Mark Wietchy, Michael James Malone
Hearing Site: Detroit, MI
| | $40,000 |
| 14-00989 | 06/29/2015 | Claimant(s): Patricia Marshall Revocable Trust
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Robert J. Scafuri, Jacqueline R. Fox, Betty R. Widgeon
Hearing Site: Detroit, MI
| | Expungement |
| 13-00555 | 04/24/2015 | Claimant(s): John Reichenbach
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Patrick Teutonico, Philip Dina, Qi Huang, Stephen Grivas, Upinder Sharma, Obsidian Capital Holdings, Obsidian Financial Group
Respondent Lawyers(s): Company President, Kevin Sharma, Philip A. Dina, Qi Huang, Robert M. Bursky, Stephen Grivas, Upinder "Kevin" Sharma
Arbitrator(s): Robert J. Scafuri, Barry Goldman, John P. Gouttiere
Hearing Site: Detroit, MI
| | $0 |
| 12-04085 | 10/24/2014 | Claimant(s): Norma Goldman
Claimant Lawyers(s): David J. Shea
Respondent(s): Michael Singer, La Salle St. Securities, L.L.C.
Respondent Lawyers(s): David A. Genelly
Arbitrator(s): Robert J. Scafuri, James L. Karpen, William Joseph Caprathe
Hearing Site: Detroit, MI
| | Expungement |
