20-03674 | 09/22/2022 | Claimant(s): Richard Dawalt Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Rafael A. Porrata-Doria, Fred W. Miller, Stephen J. Scherf Hearing Site: Philadelphia, PA
| | $75,000 |
22-00115 | 06/16/2022 | Claimant(s): Gary Brown Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Joseph A. Vicario, Eric Ross Cromartie, Ye Whei Peter Chen Hearing Site: Dallas, TX
| | Dismissed by Rule 12206 |
18-03495 | 02/15/2022 | Claimant(s): Diane Sagrillo, Robert Sagrillo Claimant Lawyers(s): Jason J. Kane Respondent(s): David Turner, John Vansant, Cascade Financial Management. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Richard J. Lawrence, Baldwin Ranson, Eileen Joan Carpenter Hearing Site: Denver, CO
| | Expungement |
20-00285 | 10/05/2020 | Claimant(s): Charles Collins Claimant Lawyers(s): Daniel D'Costa Respondent(s): John Marky, Network 1 Financial Securities Inc. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Frank E. Wolf Hearing Site: Charlotte, NC
| | $300 |
18-02049 | 05/20/2020 | Claimant(s): Frieda McCay, Terry McCay, Terry McCay & Frieda C. McCay Rev Trust Claimant Lawyers(s): Bradford M Gucciardo Respondent(s): Sebastian Wyczawski, Stalin Cruz Respondent Lawyers(s): David Hirschberg, Stalin Alfredo Cruz Arbitrator(s): John P. Cullem, Lita S Menkin, Ian S. Greig Hearing Site: Nashville, TN
| | $0 |
17-01681 | 08/09/2019 | Claimant(s): The Joseph Conti Revocable Trust Claimant Lawyers(s): Jared A. Levy Respondent(s): Erik Pica, Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Emily Diamond, Veronica Ann Williams, Loretta Yin Hearing Site: Newark, NJ
| | $10,000 |
16-02059 | 04/10/2019 | Claimant(s): Thomas Whitman Claimant Lawyers(s): Richard Fosher Respondent(s): Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Edward Blumstein, Tina E. Patterson, W. Michael Frazier Hearing Site: Charleston, WV
| | $74,993 |
14-02904 | 06/01/2016 | Claimant(s): James Parker and Maria Parker JTWROS Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Marc Whitehead, Paul Celentano, Harbor Financial Services Respondent Lawyers(s): David Hirschberg Arbitrator(s): Ruth C. Adrian, Audrey Belitz Rauchway, John B. Roe Hearing Site: Tampa, FL
| | Expungement |
13-03747 | 03/03/2015 | Claimant(s): Charlie Boyd Claimant Lawyers(s): Richard A. Stephens Respondent(s): Garden State Securities. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Richard W. Epstein Hearing Site: Boca Raton, FL
| | $600 |
13-03305 | 01/21/2015 | Claimant(s): Jeffrey Webb Claimant Lawyers(s): Lindsay Hurni Lepley Respondent(s): Deborah Romary, Harbor Financial Services, Romary Financial Services. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Stuart D. Summers, Lawrence W. Arness, Sherrill Wm Colvin Hearing Site: Indianapolis, IN
| | $124,288 |