23-00705 | 11/22/2024 | Claimant(s): Betty Buehler, The Estate of Mark Buehler Claimant Lawyers(s): Thomas W. Kerrigan Respondent(s): Chad Metzger, Edward Jones, Jeanne Wurster Respondent Lawyers(s): Jonathan W. Hackbarth, Tracey L. Turnbull Arbitrator(s): Sharon R. Merriman, Barry Goldman, Shontell Deon Walker Hearing Site: Columbus, OH
| | Expungement |
22-02483 | 11/03/2023 | Claimant(s): Evelyn Foose Claimant Lawyers(s): Evelyn Foose Respondent(s): Richard Reames Respondent Lawyers(s): Samuel E. Cohen Arbitrator(s): Sandra Mendel Furman, Barbara E. Dixon, Ann Marie Hansen Hearing Site: Columbus, OH
| | $0 |
23-00032 | 07/05/2023 | Claimant(s): Arthur Rifflard, Arthur Rifflard IRA Claimant Lawyers(s): Courtney M. Werning Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Shea O'Brien Hicks Arbitrator(s): Vincent S. Mezinko Hearing Site: Columbus, OH
| | $0 |
22-00372 | 01/13/2023 | Claimant(s): Allan Norris, Carol Norris, The Carol D. Norris Estate Planning Claimant Lawyers(s): Meghan L. McElligott Respondent(s): Kovack Securities Inc Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Richard W. Dissen Hearing Site: Columbus, OH
| | Expungement |
20-01763 | 11/19/2021 | Claimant(s): Stephen Frost Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Stuart D. Summers, Paul Lansing, Vincent S. Mezinko Hearing Site: Columbus, OH
| | $0 |
21-00368 | 06/01/2021 | Claimant(s): Anthony Felice Claimant Lawyers(s): Anthony J. Felice Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Robert J. Scafuri Hearing Site: Columbus, OH
| | $0 |
19-02702 | 03/31/2021 | Claimant(s): Lisa Fisher, Matthew Fisher Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Paul Lansing, Lynn Hirschfeld Brahin, Marvin Brown Hearing Site: Columbus, OH
| | $370,922 |
18-01201 | 10/23/2020 | Claimant(s): Arthur Bing, Bryan Davis, Holly Easton, Richard Stobbs, Yvonne Mitchell, Zoran Stoyanovich Claimant Lawyers(s): John S. Chapman Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos Provencio Arbitrator(s): Sharon R. Merriman, Jacqueline R. Fox, Gregory Hunter Mathews Hearing Site: Columbus, OH
| | $450 |
19-03219 | 03/27/2020 | Claimant(s): Daniel T. Kuhl, IRA Claimant Lawyers(s): Benjamin B. Segel Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Gregory P. Szuter Hearing Site: Columbus, OH
| | $300 |
18-02583 | 01/15/2020 | Claimant(s): Aneita Doering Claimant Lawyers(s): Todd Neuman Respondent(s): Gregory Coffing, Edward Jones Respondent Lawyers(s): Todd A. Holleman Arbitrator(s): Susanne J. Hollander, Karen Yvonne Preston, Erwin John Dugasz Hearing Site: Columbus, OH
| | $0 |