| 19-01497 | 11/11/2019 | Claimant(s): Edward Engbarth
Claimant Lawyers(s): Edward Engbarth
Respondent(s): Joseph Amato, Alexander Capital, L.P.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
|  | $10,141 |
| 18-03033 | 10/18/2019 | Claimant(s): Paul Leyder
Claimant Lawyers(s): Darryl Bouganim
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Richard W. Vallario, Fred S. Pieroni, Francis Carling
Hearing Site: New York, NY
| | $270,329 |
| 18-02714 | 09/06/2019 | Claimant(s): Andrew Jones
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Patrick Teutonico, Wesley Clinton, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Scott A. Schweber, Brandt Leonard Ross, George Pinckney Shingler
Hearing Site: Atlanta, GA
| | $276,744 |
| 17-00630 | 07/03/2018 | Claimant(s): Chris Schlatter
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Barry Kiront, Blake Kiernan, Stephen Kiront, Woodstock Financial Group.
Respondent Lawyers(s): Blake H. Kiernan, John E. Lawlor, Martin P. Unger
Arbitrator(s): Thomas F. Mahoney, David J. Hase, Mark A. Frankel
Hearing Site: Des Moines, IA
| | $105,000 |
| 16-03687 | 06/04/2018 | Claimant(s): Robert Dekas
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Michael S. Matek, Anthony P. Pecora, Richard A. Berman
Hearing Site: Chicago, IL
| | $800,000 |
| 16-03163 | 01/19/2018 | Claimant(s): Eileen Hrzich, James Hrzich
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Alice E. Winkler, Annamaria Boccia Smith, John Michael Richardson
Hearing Site: New York, NY
| | $0 |
| 15-03356 | 10/06/2017 | Claimant(s): George Mirmelstein
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Anthony Branca, Barry Kiront, David Wolk, Richard Catherall, Stephen Kiront, William Raike, Woodstock Financial Group.
Respondent Lawyers(s): Alan Wolper, David Robert Wolk, Martin P. Unger, Richard E. Catherall
Arbitrator(s): Stuart H. Dunn, Janice L. Burnham, Harold Craig Cohen
Hearing Site: Norfolk, VA
| | $0 |
| 16-00652 | 05/04/2017 | Claimant(s): Gary Masi
Claimant Lawyers(s): Adam Gana
Respondent(s): Longship Alternative Asset Management, Tradition Asiel Securities Inc.
Respondent Lawyers(s): Donald N. Cohen, Martin P. Unger
Arbitrator(s): Steven R. Rolnick, Sean Michael Peoples, Mae A. Brudner
Hearing Site: Hartford, CT
| | Dismissed by Rule 12504 |
| 15-00996 | 07/05/2016 | Claimant(s): Anthony Romano
Claimant Lawyers(s): Adam Nicolazzo
Respondent(s): Garden State Securities.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Carole L. Green, Cheryl H. Agris, Ronald F. Rosner
Hearing Site: New York, NY
| | $142,168 |
| 15-00180 | 04/07/2016 | Claimant(s): Donnie Pate
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Damon Testaverde, Patrick Teutonico, Philip Dina, Qi Huang, Richard Hunt, Stephen Grivas, William Hunt, Network 1 Financial Securities Inc., Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Martin P. Unger, Qi Huang, Stephen Grivas
Arbitrator(s): Mark R. Topper, Mitchel Weiss, Nicholas John Reiter
Hearing Site: Jacksonville, FL
| | $300 |
