| 19-01888 | 05/18/2021 | Claimant(s): Amy Toliver, Cynthia Toliver, Janet Narduzzi
Claimant Lawyers(s): Stephen C. Mouritsen
Respondent(s): John Arnold, AXA Advisors
Respondent Lawyers(s): Daniela Paez, Nancy L. Hendrickson
Arbitrator(s): Jay H. Feldstein, David S. Eisenberg, Kenneth L. Mann
Hearing Site: Phoenix, AZ
|  | Expungement |
| 20-04030 | 04/20/2021 | Claimant(s): Harvey Langford, Michael Langford
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): AXA Advisors
Respondent Lawyers(s): Johan E. Tatoy
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
| 20-02886 | 02/02/2021 | Claimant(s): George Franklin, Wanda Franklin
Claimant Lawyers(s): Gavin Rush
Respondent(s): AXA Advisors
Respondent Lawyers(s): Jason A. Richardson
Arbitrator(s): Jeff Abrams, Edward Bradbury Cloutman, Staci Lynette Glenn
Hearing Site: Dallas, TX
| | Dismissed by Rule 12206 |
| 17-03381 | 11/19/2019 | Claimant(s): J. Kirby Fowler, Patrica Fowler, J. Kirby & Patricia O. Fowler Irr. Trust
Claimant Lawyers(s): Michael W. Starr
Respondent(s): John McGinty, AXA Advisors
Respondent Lawyers(s): Cheryl Howard, Dennis Dice
Arbitrator(s): James M. Rhodes, Bryan David Glass
Hearing Site: Newark, NJ
| | $0 |
| 16-03454 | 04/25/2019 | Claimant(s): James Fitzpatrick, Sandra Fitzpatrick, The Fitzpatrick Family Trust
Claimant Lawyers(s): Jason J. Kane
Respondent(s): AXA Advisors
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Jeffrey M. Bain, Thomas E. Webb, Krista Gottlieb
Hearing Site: Buffalo, NY
| | $3,181,830 |
| 18-00641 | 10/03/2018 | Claimant(s): Emmanuel Obel
Claimant Lawyers(s): Emmanuel Obel
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Alexander
Arbitrator(s): Helen Marinak Blohm, Gary S. DeWeese, Erik John Renga
Hearing Site: San Francisco, CA
| | Expungement |
| 18-00186 | 06/27/2018 | Claimant(s): Michael Riddick
Claimant Lawyers(s): Michael Riddick
Respondent(s): Adrian Voytelmgum, AXA Advisors, Dennis Paska
Respondent Lawyers(s): Hector D. Geribon, Jessica E. Levine
Arbitrator(s): Larry E. Ray
Hearing Site: Washington, DC
| | $0 |
| 17-00348 | 03/29/2018 | Claimant(s): Elizabeth Goodiel
Claimant Lawyers(s): Nancy Goodiel
Respondent(s): Anastasios Vassilas, AXA Advisors, Mony Securities Corporation
Respondent Lawyers(s): Alexander Nemiroff, Anthony W. Djinis
Arbitrator(s): Robert Vaughan Cornish, Christopher M. McMurray, Matthew Stephen Duchesne
Hearing Site: Washington, DC
| | $0 |
| 16-03173 | 12/05/2017 | Claimant(s): Mary Lee
Claimant Lawyers(s): David P Coates
Respondent(s): Larry George, AXA Advisors, William Evans
Respondent Lawyers(s): Connie M. Anderson, Hector D. Geribon
Arbitrator(s): Michael J. Ahlstrom, Darrell A. Hillis, Harry G. Mason
Hearing Site: Nashville, TN
| | Dismissed by Rule (12200/12201) |
| 14-02724 | 07/28/2015 | Claimant(s): Heidi Kurrus
Claimant Lawyers(s): Heidi N. Kurrus
Respondent(s): William Sokol, AXA Advisors
Respondent Lawyers(s): Eileen Stassa, Thomas C. Costello
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | $9,038 |
