| 23-01496 | 11/21/2023 | Claimant(s): Alfredo Fresno
Claimant Lawyers(s): Alfredo Fresno
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Darryl C. Wilson, Lorraine Naomi Pitre, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
|  | Dismissed by Rule 12206 |
| 18-02917 | 08/11/2023 | Claimant(s): Bill Nguyen
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): TD Ameritrade., Nguyen Capital Partners
Respondent Lawyers(s): Neil S. Baritz, W. Andrew Clayton
Arbitrator(s): Langfred W. White, Darryl C. Wilson, Gayle B. Carlson
Hearing Site: Tampa, FL
| | $1,207,550 |
| 19-01255 | 12/18/2020 | Claimant(s): Lorraine Bateh Meide, Phillip G. Meide
Claimant Lawyers(s): Charles A. Sorenson
Respondent(s): Morgan Stanley, Neil Powell
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Kenneth J. Bennett, Cindy L. Anderson, Darryl C. Wilson
Hearing Site: Jacksonville, FL
| | $0 |
| 19-01085 | 07/02/2020 | Claimant(s): Barbara Burda, Richard Burda
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Julia Miller, Michael Allen, G.F. Investment Services
Respondent Lawyers(s): Joel Ewusiak, Kimberly A Koves, Michael Dennis Allen
Arbitrator(s): Darryl C. Wilson, David Schwartzberg, John Arthur Riherd
Hearing Site: Tampa, FL
| | Settlement |
| 18-02839 | 05/13/2019 | Claimant(s): Marissa Zalay
Claimant Lawyers(s): E. LeBron Free
Respondent(s): UBS Financial Services Inc., Michael Cowan, Comerica Securities
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Darryl C. Wilson, Martin M. Van Luven, Oliver J. Janney
Hearing Site: Tampa, FL
| | Dismissed by Rule 12206/12504 |
| 17-00597 | 04/30/2019 | Claimant(s): John Everson
Claimant Lawyers(s): John O. Everson
Respondent(s): Elizabeth Halsey, Robert Lawson, Rutland Bussey
Respondent Lawyers(s): Elizabeth Ann Halsey, Rutland Walton Bussey, Seth B. Waxman
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | Dismissed by Rule 12206/12504 |
| 18-00663 | 10/23/2018 | Claimant(s): Leslie Davis, Zachary Davis
Claimant Lawyers(s): Leslie M. Davis, Zachary R. Davis
Respondent(s): Ameriprise Financial Services., Joseph Rowe
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | $15,534 |
| 16-02786 | 10/11/2017 | Claimant(s): Christie Meloan
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | Expungement |
| 13-02749 | 05/22/2015 | Claimant(s): Brenda S. Kinard Trust U/A/D 09-19-2002
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Darryl C. Wilson, John L Mutolo, Joel David Cowart
Hearing Site: Tampa, FL
| | Expungement |
| 13-02961 | 06/30/2014 | Claimant(s): Gerard Rivard
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I Hantman
Arbitrator(s): Darryl C. Wilson, Gerald F. Gude, Donald R. Smith
Hearing Site: Tampa, FL
| | $0 |
