Potomac Analytics' Logo

FINRA Awards for David E. Robbins

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-20 out of 35 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0078812/01/2017Claimant(s): Claire Greenberg
Claimant Lawyers(s): Claire Greenberg
Respondent(s): Henry Scheuer
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
14-0057503/21/2017Claimant(s): Steven Santagati
Claimant Lawyers(s): John Veach
Respondent(s): Dawn Bennett, Bennett Group Financial Services, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Monica I. Salis, Seth L. Finkel, C. Richard Mancini
Hearing Site: Miami, FL
Checkmark Icon$1,042,770
15-0034308/19/2016Claimant(s): Richard D. Wieboldt & Linda D. Wieboldt
Claimant Lawyers(s): Scott Greco
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Janet Stern Solomon, Arthur J. Salzberg, Judith B. Ittig
Hearing Site: Washington, DC
Checkmark IconExpungement
14-0166206/16/2016Claimant(s): Ronald Curtis, Stuart Curtis Family Trust
Claimant Lawyers(s): David E. Robbins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Francis J. LaSalla, David J. Weisenfeld, Cirino M. Bruno
Hearing Site: New York, NY
Checkmark Icon$352,815
16-0099405/24/2016Claimant(s): Isaac Organization, Joinmax Engineering Consultants, Negotiart of America.
Claimant Lawyers(s): David E. Robbins
Respondent(s): Rocco Guidicipietro
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Patricia Mary Reilly, Nancy J. Spieczny, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
Checkmark IconExpungement
15-0058901/27/2016Claimant(s): Catherine Boland, Richard Graves
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): James A. Hayes, Christopher M. McMurray
Hearing Site: Baltimore, MD
Checkmark IconExpungement
13-0061210/21/2014Claimant(s): Kerry Edwards
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins, Jeffrey K. Compton
Arbitrator(s): Caryl S. Bernstein, Peter H. Goldberg, Karla Jayne Letsche
Hearing Site: Washington, DC
Checkmark Icon$100,250
13-0046704/07/2014Claimant(s): John Crowley, Lamia Crowley
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Paul Davis Pearlstein, Geoffrey A. Drucker, Shelley Simons Korch
Hearing Site: Washington, DC
Checkmark Icon$200,000
12-0419102/06/2014Claimant(s): Negotiart of America.
Claimant Lawyers(s): David E. Robbins
Respondent(s): Sean Spearman, Ascendiant Capital Markets
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): Erwin Jay Shustak, Brian Boru Torsney, Traci Lynn Sherrod
Hearing Site: San Diego, CA
Checkmark Icon$510,890
12-0389401/30/2014Claimant(s): Carrie Devorah, Carrie Devorah IRA, Carrie Devorah Living Trust
Claimant Lawyers(s): Michael P. Marsalese
Respondent(s): Dawn Bennett, Bennett Group Financial Services LLC, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Edward M. Statland, Susan A. Mathews, T.S.L. Perlman
Hearing Site: Washington, DC
Checkmark Icon$0

35 Results

Display: