17-02874 | 11/29/2018 | Claimant(s): ODS Capital LLC Claimant Lawyers(s): Jo Ann Palchak Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Mark C. Perry, Sidney Turner, Ronald Stephen Robins Hearing Site: Boca Raton, FL
| | $36,869 |
16-00847 | 07/13/2017 | Claimant(s): Agatha Dancy, John Dancy Claimant Lawyers(s): Robert J. Girard Respondent(s): Wedbush Securities Inc., Mark Augusta Respondent Lawyers(s): Charles LaChaussee, David S. Harrison Arbitrator(s): A. Joel Klein, Owen J. Thomsen, Carolyn Renee Payne Hearing Site: Los Angeles, CA
| | $1,519,360 |
13-03250 | 11/05/2015 | Claimant(s): Alexandria Nicolai, Jeffrey Nicolai, Jennifer Tiscornia-Steere, Katherine Nicolai, Mary Tiscornia, Michael Nicolai, Nicholas Toussaint, The San Francisco Gravel Co. Inc. Profit, The Nicholas & Susan Toussaint Trust Claimant Lawyers(s): Jeffrey M. Nicolai Respondent(s): Wedbush Securities Inc., Kevin Scarpelli Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Donald S. Green, Norman S. Nayfach, Robert James Wilkie Hearing Site: San Francisco, CA
| | $813,475 |
13-03313 | 01/23/2015 | Claimant(s): Karen Bonnheim Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Arthur F. Brueggeman, Constance Ellen Boukidis, Milton N. Gross Hearing Site: Los Angeles, CA
| | $351,400 |
12-04323 | 10/10/2014 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): Charles LaChaussee Respondent(s): Arthur Wiener and Paulette Wiener Respondent Lawyers(s): Justin D'elia Arbitrator(s): Jeffrey F. Friedman, Joel P. Mellis, Robert E. Anderson Hearing Site: New York, NY
| | $0 |
11-04580 | 06/04/2014 | Claimant(s): Rick Cooper Claimant Lawyers(s): Robert C. Rosen Respondent(s): Richard Lanni, Ronald Vogel, Vincent Moy Respondent Lawyers(s): Charles LaChaussee, John L. Erikson, Mitchell J. Albert Arbitrator(s): John B. La Rue, Rosa Linda Guadarrama, John R Sustersic Hearing Site: Los Angeles, CA
| | $0 |
11-00626 | 08/30/2012 | Claimant(s): Joan Kushner, Michael and Elizabeth Eggiman Living Tru Claimant Lawyers(s): Paul H. Trinchero Respondent(s): Wedbush Securities Inc., Scott Sideras, William Richardson Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): F. Richard Middaugh, Mark Lee Haggard, Charles Edward Corrigan Hearing Site: Portland, OR
| | $329,239 |
10-05751 | 04/12/2012 | Claimant(s): Ken Kragen Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Robert W. Vernon, William Lee Krantz, Michael John Florio Hearing Site: Los Angeles, CA
| | $207,500 |
09-02544 | 02/10/2012 | Claimant(s): John Agamalian, John Karl Agamalian Family Trust, The Adams Family Trust, The Elizabeth Agamalian Family Trust Claimant Lawyers(s): Lon B. Isaacson Respondent(s): Wedbush Securities Inc., Michael Farah Respondent Lawyers(s): Charles LaChaussee, David Harrison Arbitrator(s): Robert D. Sussin, Robert P. Clifford, Kendall C. Reed Hearing Site: Los Angeles, CA
| | $0 |
10-03408 | 01/09/2012 | Claimant(s): David Garcia, ARI-COP Claimant Lawyers(s): David Liebrader Respondent(s): Wedbush Securities Inc., David Marina, Patrick Wainscott Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Leonard Willig, Benjamin F. Breslauer, Dee Newell Hearing Site: Las Vegas, NV
| | Expungement |