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FINRA Awards for Charles LaChaussee

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Displaying 10 out of 18 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0019408/25/2023Claimant(s): Shelby Rothman
Claimant Lawyers(s): Harris Freedman
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
20-0292910/05/2021Claimant(s): Thomas Brough
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Philip J. Glick
Hearing Site: Chicago, IL
19-0240403/19/2020Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Arthur Hoffman
Respondent Lawyers(s): Arthur Stewart Hoffman
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
18-0031607/25/2018Claimant(s): Jaye Oppedahl
Claimant Lawyers(s): Jaye Clifford Oppedahl
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): David J. Anderson, Mark S. Priver, Kenneth Charles Vislocky
Hearing Site: Los Angeles, CA
15-0178302/12/2018Claimant(s): Joseph Semprini
Claimant Lawyers(s): Kathleen M. Hartman
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Benjamin F. Breslauer, Steven H. Gentry, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
15-0140306/14/2016Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Arthur T. Berggren
Hearing Site: Los Angeles, CA
13-0257608/06/2014Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Alan M. Rosen
Hearing Site: Los Angeles, CA
13-0147503/04/2014Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Thomas Staley
Respondent Lawyers(s): Thomas J. Staley
Arbitrator(s): Richard L. Merkel
Hearing Site: Phoenix, AZ
13-0147409/27/2013Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Kola Agbaje
Respondent Lawyers(s): Kola Abdulrahman Agbaje
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
11-0449105/22/2013Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Edward Wedbush, Holly Hansen
Respondent Lawyers(s): Charles LaChaussee, David H.S. Commins
Arbitrator(s): Carlos Richard Mangum, Robin Lynn Berry, Barbara M. Anscher
Hearing Site: San Francisco, CA

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