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FINRA Awards for Frances Johnson Wright

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Displaying 10 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0052403/24/2023Claimant(s): Tyron Smith
Claimant Lawyers(s): Susan J. Foster
Respondent(s): William Saplicki, First Allied Advisory Services., First Allied Securities.
Respondent Lawyers(s): John P. Kincade
Arbitrator(s): Frances Johnson Wright, Joseph A. Vicario, Ye Whei Peter Chen
Hearing Site: Dallas, TX
Checkmark IconExpungement
21-0074603/20/2023Claimant(s): Nancy Ellison, Thomas Ellison
Claimant Lawyers(s): Meghan L. McElligott
Respondent(s): Gerald Hast, Titan Securities
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Frances Johnson Wright, Patricia Ann Nolan, Anisha Kinra
Hearing Site: Dallas, TX
Checkmark IconExpungement
21-0266110/04/2022Claimant(s): Ricardo De Los Santos, Sandra De Los Santos
Claimant Lawyers(s): Ricardo De Los Santos
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Frances Johnson Wright, David A. Schuler, Valarie Wright
Hearing Site: Dallas, TX
Checkmark Icon$96,193
21-0180503/21/2022Claimant(s): George Gammill
Claimant Lawyers(s): Kenneth H. Looney
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Amanda Saykes
Arbitrator(s): Frances Johnson Wright
Hearing Site: Birmingham, AL
Checkmark Icon$9,975
18-0401902/18/2020Claimant(s): Carolyn Smith, Charles Gibson, Courtney Watson, Dana McElveen, David McElveen, Edwin Batiz, John Watson, Joyce Bedsole, Kenneth Roberts, Mary Jo Kearfott, Michael Kogutt, Paul Smith, Randy Kogutt, Robert Burns, Samuel Kogutt, Thomas Towne, Travis Bedsole, Virginia Scherer, English Garden LLC, Estate of Lawrence Lester, Bobby E. Sapp IRA, Carol I. Bordok IRA, James A. Windom IRA, James Thannum IRA, Stanley McMorris IRA, Thomas Carter Towne IRA, Travis Bedsole IRA, W. Hibbett Neel IRA, Dr. Eric Lewis, Tte for Southwest Center, Thannum Revocable Living Trust, Thomas & Virginia Scherer Credit Shelter
Claimant Lawyers(s): Donald L. Ferguson, Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): William L. Cravens, Frances Johnson Wright, James W. Kerr
Hearing Site: Dallas, TX
Checkmark Icon$5,645,370
14-0246412/05/2016Claimant(s): Mercedes Imbert de Jesus, Rafael Vizcarrondo
Claimant Lawyers(s): Rafael Lugo, Timothy J. Dennin
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Wesley Holston
Arbitrator(s): John D. Mattingly, Frances Johnson Wright, Susan Meek
Hearing Site: San Juan, PR
Checkmark Icon$18,577,400
13-0378408/31/2015Claimant(s): Ana Lopez-Gonzalez, Andres Ricardo Gomez, Wave Management LLC, as Trustee for AG I
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of PR
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones
Arbitrator(s): Stuart K. Furman, Frances Johnson Wright, Joseph John Mantione
Hearing Site: San Juan, PR
Checkmark Icon$2,930,080
12-0200010/01/2013Claimant(s): LaVerne Coalson, Coalson Insurance Trust U/A 7/9/99
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): Donny Vogler, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Rodney J. Heggy
Arbitrator(s): Bill M. Lamoreaux, Linda B. Kelly, Frances Johnson Wright
Hearing Site: Dallas, TX
Checkmark Icon$1,198,440
10-0450012/17/2012Claimant(s): Lawrence Dale, LBD Holdings 2007
Claimant Lawyers(s): Christian D. Tucker
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stephen C. Carlin
Arbitrator(s): Karen Roberts Washington, Frances Johnson Wright, Timothy Paul Davis
Hearing Site: Dallas, TX
Checkmark Icon$1,380,640
11-0107611/15/2011Claimant(s): Estate of Lois E. Walker
Claimant Lawyers(s): Peter F. Walker
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
Checkmark Icon$20,819

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