| 11-03938 | 08/08/2012 | Claimant(s): Adi Danous
Claimant Lawyers(s): Adi Danous
Respondent(s): Milkie/Ferguson Investments.
Respondent Lawyers(s): Henry J. Ackels
Arbitrator(s): Joann Peters
Hearing Site: Dallas, TX
|  | $25,425 |
| 08-03387 | 06/15/2012 | Claimant(s): S. Mehta, Sandeep Mehta, Neri Partners, Ltd, Jai Ganesh Trust
Claimant Lawyers(s): Jason A. Copling
Respondent(s): Dilip Shah, Pankaj Udeshi
Respondent Lawyers(s): Gary S. Kessler, John J. Gitlin
Arbitrator(s): Philip I. McConnell, Larry N. Quinn, Catherine M. Norman
Hearing Site: Dallas, TX
| | $66,500 |
| 08-00687 | 06/08/2012 | Claimant(s): Cliff Cashman, David DeRose, Erik Langeland, James Colombo, Mike Colombo, Robert Wheless
Claimant Lawyers(s): Mark H. How
Respondent(s): Brandon Laxton, Matthew Fox, Texas Securities Partners.
Respondent Lawyers(s): Douglas C. Kittelson, Matthew W. Fox, Tony Morrison
Arbitrator(s): Louis J. Weber, Lawrence R. Maxwell, Robert G. Clark
Hearing Site: Dallas, TX
| | $0 |
| 11-01208 | 05/09/2012 | Claimant(s): Milton Ward
Claimant Lawyers(s): John J. Miller
Respondent(s): Brandon Leon, Michael Mcnulty, Michael Murphy, Olympia Asset Management,Ltd.
Respondent Lawyers(s): Charles M. O'Rourke, Timothy Feil
Arbitrator(s): Phillip Lee Scheldt, Mark L. Williams, Anita M. Jean
Hearing Site: Dallas, TX
| | $0 |
| 11-01875 | 03/30/2012 | Claimant(s): Marvin Blum
Claimant Lawyers(s): Richard A. Lewins
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): William E. Hartsfield, Joseph G. Werner, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $1,506,800 |
| 10-04435 | 03/09/2012 | Claimant(s): Arthur M. Coppola TTEE, Arthur M. Coppola Trust U/A DTD 09/04/96
Claimant Lawyers(s): Charles W. Gameros, David Reese Clouston
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Bank USA
Respondent Lawyers(s): Ellen B. Sessions
Arbitrator(s): Edwin J. Tomko, Stephen L. Avard, Jeffrey Richard Chiappetta
Hearing Site: Dallas, TX
| | $0 |
| 10-01647 | 02/21/2012 | Claimant(s): Rhonda Foster
Claimant Lawyers(s): David Neuman
Respondent(s): Cannen Ferrell, James Walsh
Respondent Lawyers(s): David C. Holt, Robert J. Girard
Arbitrator(s): Arthur H. Geffen, Robert Jerry Strader, Alan Keith Goldfarb
Hearing Site: Dallas, TX
| | Expungement |
| 11-01000 | 02/21/2012 | Claimant(s): Alice Anthony, John Anthony
Claimant Lawyers(s): Karen K. Fitzgerald
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Daniel A. Kile, T. E. Jaeb, Leighton Aiken
Hearing Site: Dallas, TX
| | Expungement |
| 11-00190 | 02/14/2012 | Claimant(s): Brenda Proeschel, James Proeschel
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Michael Gless
Arbitrator(s): Robert L. Yeager
Hearing Site: Dallas, TX
| | Expungement |
| 09-04480 | 11/22/2011 | Claimant(s): Jamie Blumenthal, Nancy Blumenthal
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Brian Wahlfeld, Don Torrillo, Gordon Hing, Emmett A Larkin Company.
Respondent Lawyers(s): David J. Feingold, Joseph Keenan, Nicholas S. Cerni
Arbitrator(s): Ann Blaess Kimball, Richard C. Corse, Jeanne Crandall
Hearing Site: Dallas, TX
| | Expungement |
