| 09-01964 | 05/05/2010 | Claimant(s): David Meyers
Claimant Lawyers(s): J. Pat Sadler
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): A. Kelly Brennan
Arbitrator(s): Howard S. Levine, Stephen P. Hoffman, Charles E. White
Hearing Site: Atlanta, GA
|  | $1,298,280 |
| 07-02774 | 04/16/2010 | Claimant(s): Eugenia Jones
Claimant Lawyers(s): Eugenia Jones
Respondent(s): Dennis Cavender, William Hudson
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Richard V. McGalliard, Sabrina Raquel Scott, Joan Connolly Grafstein
Hearing Site: Atlanta, GA
| | $0 |
| 08-02833 | 04/16/2010 | Claimant(s): O. Stanley and Frankie F. Thornton
Claimant Lawyers(s): Pratt H. Davis
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Robert N. Leitch, Dave Wolf, T. Scott Watkins
Hearing Site: Atlanta, GA
| | $0 |
| 09-02820 | 04/09/2010 | Claimant(s): Connie Lee
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Charles M. Dalziel
Arbitrator(s): Robert W. Kneeland
Hearing Site: Atlanta, GA
| | $53,133 |
| 08-03264 | 03/11/2010 | Claimant(s): Adam Frank, Isaac Frank, Laurence Frank, Adam Joel Frank IRA, Isaac Frank IRA, Laurence M. Frank IRA, Lois L. Frank, Lois L. Frank IRA
Claimant Lawyers(s): James K. Langdon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Howard S. Levine, Frank W. Virgin, Andy W. Morgan
Hearing Site: Atlanta, GA
| | $0 |
| 09-02314 | 03/05/2010 | Claimant(s): Family Funding LLC, Haney Family LLC, Franklin L. Haney Revocable Trust Dated
Claimant Lawyers(s): Larry D. Blust
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Helena J. Jepson
Arbitrator(s): Dave Wolf, Judith Stilz Ogden, Jay D. Lukowski
Hearing Site: Atlanta, GA
| | $1,600,000 |
| 08-04332 | 02/10/2010 | Claimant(s): Jincai Chen, Youlian Liao
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Qi Chen, Allstate Financial Services
Respondent Lawyers(s): Jan Douglas Atlas, Qi Chen
Arbitrator(s): Gary P. Alexander, W. William Harness, Donald M. Macdonald
Hearing Site: Atlanta, GA
| | $0 |
| 07-03561 | 12/23/2009 | Claimant(s): Racetrac Petroleum.
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management.
Respondent Lawyers(s): Gabrielle Gould
Arbitrator(s): Anne H. Orr, Jerome Jack Shure, Kenneth Alexander Campbell
Hearing Site: Atlanta, GA
| | $3,431,890 |
| 08-04616 | 10/20/2009 | Claimant(s): Ravindra Sheth
Claimant Lawyers(s): Ravindra Sheth
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Chandler R Bridges, George S. Willingham, John D. Mattingly
Hearing Site: Atlanta, GA
| | $0 |
| 08-01662 | 10/16/2009 | Claimant(s): Charles Smith
Claimant Lawyers(s): Richard Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Andrea Morgan Greene
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | $0 |
