| 09-04497 | 03/02/2011 | Claimant(s): Ann Whatley, Bryan Matz, David Yurko, Dawn Funari, Elizabeth Daugherty, Elizabeth Evans, Frank Carter, Helen Reynolds, John Evans, Kathleen Lowe, Katrina Yurko, Kevin Phillips, Kevin Riley, Marcus Funari, Marissa Yurko, Melvin Drukman, Michael Reynolds, Patricia Carter, R. Janet Ridlen, Rita McGinley, et al
Claimant Lawyers(s): John Chapman
Respondent(s): Stephen Wild, Proequities.
Respondent Lawyers(s): Melinda L. Peevy, William G Leonard
Arbitrator(s): Robert A. Dean, Dimitri Angelo Dodys, Alan C. Granath
Hearing Site: Atlanta, GA
|  | $187,600 |
| 10-02506 | 12/09/2010 | Claimant(s): Poppie Phillips, Roth IRA
Claimant Lawyers(s): Michael Clutter
Respondent(s): Chase Investment Services Corp., Joseph Liddell
Respondent Lawyers(s): Edward J. McNamara
Arbitrator(s): Robert N. Leitch
Hearing Site: Atlanta, GA
| | $14,171 |
| 09-05998 | 12/06/2010 | Claimant(s): Patrick Morris
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Anne H. Orr, Yvette L. Nurse, Scott William Marcus
Hearing Site: Atlanta, GA
| | $0 |
| 09-01037 | 11/10/2010 | Claimant(s): Darryll Ceccoli
Claimant Lawyers(s): Gerald B. Kline
Respondent(s): Dvora Callahan, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): A. Keith Logue, William Clay Gilbert, Robert A. Dean
Hearing Site: Atlanta, GA
| | $0 |
| 09-05821 | 11/08/2010 | Claimant(s): Robert Hoge
Claimant Lawyers(s): Robert H. McKnight
Respondent(s): Christopher Payne, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Royce Alan Burns, Helen E. Huyler, David E. Morris
Hearing Site: Atlanta, GA
| | $0 |
| 10-00404 | 08/05/2010 | Claimant(s): Aberth
Claimant Lawyers(s): Marvin S. Goldstein
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Joel Steven Arogeti
Hearing Site: Atlanta, GA
| | $0 |
| 09-06561 | 07/08/2010 | Claimant(s): Steven Hara, Ruth Hara and James Hara Trusts
Claimant Lawyers(s): Steve Hara
Respondent(s): Jay Kelter, Jerome Kelter
Respondent Lawyers(s): Jason S. Haselkorn, Jerome Kelter
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
| | $213 |
| 09-04186 | 07/06/2010 | Claimant(s): Gordon Church, Kyle Church, The Trust U/W Margaret P. Barnett
Claimant Lawyers(s): Edward J. Dovin
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Perry Lee Taylor, Daniel E. Gulden, Brock Bingham Gordon
Hearing Site: Atlanta, GA
| | $0 |
| 09-04514 | 06/10/2010 | Claimant(s): Virginia Kaye Corley
Claimant Lawyers(s): Barry D. Broome
Respondent(s): Wachovia Securities, James Stanley, Kathy Daisey, Kim Thomas, Kristin Sarafinis, Luther Reames, Mark Moore, Scott Tittle, Steve Kelleher
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Robert H. Putnam, Mollie Wagner Neal, Alfred Lee Dingler
Hearing Site: Atlanta, GA
| | $0 |
| 09-06541 | 05/20/2010 | Claimant(s): Jeff Jernigan, Jill Jernigan
Claimant Lawyers(s): Pat Huddleston
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): A. Keith Logue
Hearing Site: Atlanta, GA
| | $0 |
