Potomac Analytics' Logo

FINRA Awards for Philip J. Snyderburn

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 18 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0249201/25/2024Claimant(s): David Pritchett
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Guno Orlando Ritfeld, Mary Ann Etzler, Jorge R Quintana
Hearing Site: Orlando, FL
Checkmark Icon$15,479
21-0238012/12/2022Claimant(s): Henry Wilken, Henry J. Wilken Jr Revocable Trust U/A
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Cindy L. Anderson, Richard Merritt Langway, Christy Lyn Foley
Hearing Site: Orlando, FL
Checkmark IconExpungement
16-0310506/14/2018Claimant(s): Deborah Gartner
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Aaron Ray, Vanguard Capital
Respondent Lawyers(s): Aaron Christopher Ray, Jeffrey S. Kob
Arbitrator(s): Thomas Joseph Atkinson, Jack A. Helms, Alan E. Linden
Hearing Site: Orlando, FL
Checkmark Icon$90,300
17-0244306/05/2018Claimant(s): Columbus- Sierra, Peter Sierra Living Trust dtd 4/15/14
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Edith N. Dinneen, Thomas Joseph Atkinson, Ronald Charles Waters
Hearing Site: Orlando, FL
Checkmark IconDismissed by Rule 12206
15-0082405/05/2016Claimant(s): Gregory Scott Cahill and Joan F. Cahill
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Thomas Joseph Atkinson, Margaret R. Hoyt, Rose Erika Kennedy
Hearing Site: Orlando, FL
Checkmark Icon$0
13-0271209/17/2014Claimant(s): Cynthia Capozzoli, Frank Capozzoli
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert R. Warchola
Arbitrator(s): Edith N. Dinneen
Hearing Site: Orlando, FL
Checkmark Icon$88,394
12-0388810/08/2013Claimant(s): Nancy Peters
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
Checkmark Icon$0
11-0438403/26/2013Claimant(s): Richard Gallagher
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): TD Ameritrade., Jerry Clark
Respondent Lawyers(s): James J. Vihstadt, Jerry Eaton Clark
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
Checkmark Icon$580,000
11-0184505/01/2012Claimant(s): James Johnson
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Todd Bauerle, Bauerle Financial.
Respondent Lawyers(s): Jeffrey B. Kelvin, Compliance Consultant, Kirk T. Bauer
Arbitrator(s): Stuart K. Furman, Joseph John Mantione, Lauren S. Puritz
Hearing Site: Orlando, FL
Checkmark Icon$7,500
10-0371911/04/2011Claimant(s): Jack Beattie
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Marc S. Piven, Marc T. Danon, Diana A. Weiner
Hearing Site: Orlando, FL
Checkmark Icon$230,000

18 Results

Display: