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FINRA Awards for Michael Nathanson

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0117905/26/2022Claimant(s): Marlyn Schipper
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Prudential Investment Mgmt Services LLC, Principal Securities.
Respondent Lawyers(s): Kathryn Roe Eldridge, Marilyn B. Rosen
Arbitrator(s): Michael Nathanson, Jacqueline Stanley Lustig, Thomas P. Valenti
Hearing Site: Chicago, IL
Checkmark Icon$0
20-0099107/29/2020Claimant(s): George Miz
Claimant Lawyers(s): George S. Miz
Respondent(s): Donald Wojnowski
Respondent Lawyers(s): Donald Anthony Wojnowski
Arbitrator(s): Michael Nathanson
Hearing Site: Chicago, IL
Checkmark Icon$5,425
16-0269310/25/2017Claimant(s): Raymond Seibert
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Sherry Brooker, Cetera Financial Specialists LLC
Respondent Lawyers(s): Andrew Dorman
Arbitrator(s): Leon Fox, Michael Nathanson, Patrick Moran
Hearing Site: Chicago, IL
Checkmark Icon$0
14-0243009/06/2016Claimant(s): Michael Consolo
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Michael Nathanson, Raymond P. Buschmann
Hearing Site: Chicago, IL
Checkmark IconExpungement
15-0004012/31/2015Claimant(s): Bruce Burns
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): David A. Noyes & Company
Respondent Lawyers(s): David A. Genelly
Arbitrator(s): Stephen C. Esposito, Michael Nathanson, Joseph John Novak
Hearing Site: Chicago, IL
Checkmark Icon$0
13-0114210/15/2015Claimant(s): Board of Trustees of the Iron Workers Lo
Claimant Lawyers(s): William P. Callinan
Respondent(s): Citigroup Global Markets., Morgan Stanley Smith Barney, Smith Barney.
Respondent Lawyers(s): Rawn Howard Reinhard
Arbitrator(s): Michael Nathanson, Susan L. Walker, Seymour Andrew Newman
Hearing Site: Chicago, IL
Checkmark IconExpungement
15-0108810/02/2015Claimant(s): Sheila Creghin
Claimant Lawyers(s): James H. West
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Michael Nathanson
Hearing Site: Chicago, IL
Checkmark Icon$32,800
11-0337402/20/2013Claimant(s): John North
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): Ausdal Financial Partners.
Respondent Lawyers(s): Jeff Ziesman
Arbitrator(s): Michael Nathanson
Hearing Site: Chicago, IL
Checkmark IconExpungement
11-0450011/20/2012Claimant(s): Leonard Kayiwa
Claimant Lawyers(s): Leonard M. Kayiwa
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Michael Nathanson, Sondra Sellars, Scott E. Smith
Hearing Site: Chicago, IL
Checkmark Icon$0
10-0332310/14/2011Claimant(s): Kumar Desai, Subodh Desai
Claimant Lawyers(s): F. Homi Cooper
Respondent(s): New England Securities, Metlife Securities.
Respondent Lawyers(s): Mark J. Crandley
Arbitrator(s): Michael Nathanson, Raymond P. Buschmann, Jerome K. Rumps
Hearing Site: Chicago, IL
Checkmark Icon$0

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