| 17-02973 | 10/28/2019 | Claimant(s): Bob Pettitt, Brenda Viselli, Christian Harrison, David Wilkins, Elizabeth Hennigan, Elizabeth Ann Maddox, Jerald Harper, John Hayter, Johnny Ray Maddox, Joseph Cage, Michael Cage, Nina Hayter, Pamela White, Patricia Adams, Richard Beach, Roland Toups, Rory White, Susan Cage, Tracy Toups, Galilee Baptist Church, Jerald Harper 401k, Joe Cage IRA, John Hayter 401k, Nina Hayter 401k, Nina Hayter IRA, Pamela White IRA, Rory White IRA, Susan Cage IRA, Dorothy McClamroch Family LP, Charles Clark Pettitt Trust, Michele McDonald Trust FBO Jordan Cage, Michele McDonald Trust FBO Taylor Cage, Paul Gladden Pettitt Trust, Richard Eugene Pettitt Trust, Roy and Ann Fish Family Trust, Christian Service Program Institute
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Raymond, James & Associates., Thomas O'Brien
Respondent Lawyers(s): Stephen H. Kupperman
Arbitrator(s): John P. Cullem, Langfred W. White, Stuart K. Furman
Hearing Site: Jackson, MS
|  | $3,488,930 |
| 18-01451 | 03/21/2019 | Claimant(s): Gallina Family Investments
Claimant Lawyers(s): Charles W HIll
Respondent(s): Wells Fargo Clearing Services, Nathan Hooker
Respondent Lawyers(s): Lindsay E. Wuller
Arbitrator(s): Stuart K. Furman, Earle J. Schwarz, Frank S. Cantrell
Hearing Site: Memphis, TN
| | $0 |
| 16-01409 | 01/29/2019 | Claimant(s): Ana Bared, Luis Bared
Claimant Lawyers(s): Francisco Pujol Meneses, Harold D. Vicente Colon
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Stuart K. Furman, Kenneth R. Starr, John Joseph Sullivan
Hearing Site: San Juan, PR
| | Expungement |
| 16-02217 | 11/07/2017 | Claimant(s): Benjamin Butera
Claimant Lawyers(s): David P. Meyer
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Craig D. Stein
Arbitrator(s): Stuart K. Furman, Thomas Joseph Atkinson, Lauren S. Puritz
Hearing Site: Orlando, FL
| | Expungement |
| 12-02514 | 08/16/2017 | Claimant(s): Denise Solis, Denise F. Solis, Trustee/Rev. Trust
Claimant Lawyers(s): Brian D. Miller, Tucker H. Byrd
Respondent(s): Alyn Towne, Sterling Enterprises Group.
Respondent Lawyers(s): Alyn Lee Towne
Arbitrator(s): Jane L. Lawless, Stuart K. Furman
Hearing Site: Orlando, FL
| | Stipulated Award |
| 16-00036 | 05/17/2017 | Claimant(s): Richard Patterson, Richard Patterson Rev Liv Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Ron Pekoe, Mark R. Topper, Stuart K. Furman
Hearing Site: Orlando, FL
| | Expungement |
| 16-00290 | 03/09/2017 | Claimant(s): Elsie Hernandez Ferrari, Elsie, Herman and Annette Hernadez
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Alise J. Henry
Arbitrator(s): Marc T. Danon, Stuart K. Furman, Kenrick Albert Pratt
Hearing Site: Miami, FL
| | $505,000 |
| 15-02593 | 12/05/2016 | Claimant(s): Michael Studley
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): Stuart K. Furman, A. Michelle Jernigan, Rose Erika Kennedy
Hearing Site: Orlando, FL
| | Expungement |
| 14-02940 | 11/20/2015 | Claimant(s): Marilyn Mungo, Thomas Mungo
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
| | Expungement |
| 13-03784 | 08/31/2015 | Claimant(s): Ana Lopez-Gonzalez, Andres Ricardo Gomez, Wave Management LLC, as Trustee for AG I
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of PR
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones
Arbitrator(s): Stuart K. Furman, Frances Johnson Wright, Joseph John Mantione
Hearing Site: San Juan, PR
| | $2,930,080 |
