| 09-00068 | 12/23/2009 | Claimant(s): Marilyn Rosov Rev Trust
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Coren Stern
Arbitrator(s): Peter J. Lavezzoli, John A. Mazzarella
Hearing Site: Boca Raton, FL
|  | $167,570 |
| 08-02618 | 12/23/2009 | Claimant(s): Nathan Marcadis, Nathan Marcadis Rev Living Trust
Claimant Lawyers(s): Patrick A. Davis
Respondent(s): Citigroup Global Markets., Larry Cuervo
Respondent Lawyers(s): Tucker H. Byrd
Arbitrator(s): Brendan M. Murphy, Arnold Levine, Pamela S. Townsend
Hearing Site: Clearwater, FL
| | $0 |
| 09-03525 | 12/21/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Cari A. Lewis
Respondent(s): Jean McHale
Respondent Lawyers(s): Jean McHale
Arbitrator(s): Wilbert H. Luck
Hearing Site: Baltimore, MD
| | $0 |
| 09-02686 | 12/16/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph D. MacLellan
Respondent(s): Mark Amrhein
Respondent Lawyers(s): Mark Amrhein
Arbitrator(s): Jack Friedman, Michelle Jacobowitz Gallagher, John Carl Cirincion
Hearing Site: New York, NY
| | $0 |
| 08-04460 | 12/15/2009 | Claimant(s): Hilary Gibbons, Joseph Gibbons
Claimant Lawyers(s): Joseph H. Gibbons
Respondent(s): Citigroup Global Markets., Jay Hesdorffer, Marietta Hesdorffer, Michael Coleman
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Robert W. Edler, Ralph M. Goren, Craig D. Cook
Hearing Site: Chicago, IL
| | $0 |
| 08-03355 | 12/08/2009 | Claimant(s): Move.
Claimant Lawyers(s): Melissa B.. Felder
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): H. Nicholas Berberian
Arbitrator(s): James H. Frank, Arthur T. Berggren, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | $0 |
| 07-03633 | 11/25/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): CRL Management
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Joseph L. Bernstein, Lewis J. Levey, Robert Charles Stamm
Hearing Site: Miami, FL
| | $0 |
| 06-01762 | 11/24/2009 | Claimant(s): Dan Wittman
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Michael L. Lyons, Robert J. Beck, Robert W. Dempsey
Hearing Site: St. Louis, MO
| | $75,300 |
| 08-02229 | 10/26/2009 | Claimant(s): David Schoen
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Charles Friedlander, Citigroup Global Markets., Lawrence Ellner
Respondent Lawyers(s): Alejandre Schwed
Arbitrator(s): Jeffrey Bega, Martin H. Zern, Peter P. Skomorowsky
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 08-02809 | 10/20/2009 | Claimant(s): Isidore Mayrock, General Partner of REI
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Citigroup Global Markets., Citicorp Investment Services
Respondent Lawyers(s): David J. Butler
Arbitrator(s): J. Martin McDonough, Frank Irizarry, Bernard A. Friedman
Hearing Site: New York, NY
| | $754,000 |
