| 11-00664 | 12/03/2012 | Claimant(s): Zelda Gechter
Claimant Lawyers(s): Zelda Gechter
Respondent(s): Citigroup Global Markets., Morgan Stanley, Richard Ress
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Steven R. Briggs, James L. Karpen, Stephen D Kursman
Hearing Site: Detroit, MI
|  | $0 |
| 11-01800 | 11/09/2012 | Claimant(s): Mike Lusk, Mike G. Lusk, Sr. IRA's, Mike G. Lusk and Lynette Lusk Jointly
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Citigroup Global Markets., Morgan Stanley, Louis Frascogna, Paul Keys
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): George A. Sawyer, Earle J. Schwarz, James Kee Irvin
Hearing Site: Jackson, MS
| | $0 |
| 11-00508 | 10/19/2012 | Claimant(s): Michael Pascazi
Claimant Lawyers(s): Michael S. Pascazi
Respondent(s): Citigroup Global Markets., Morgan Stanley, Richard Divenuto, Salomon Smith Barney Inc.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Pamela H. Roderick, Allan E. Johnson, Richard Gee
Hearing Site: New York, NY
| | Expungement |
| 10-01722 | 10/17/2012 | Claimant(s): Hayden Mayeaux, Norma Mayeaux
Claimant Lawyers(s): Joseph F. Durio
Respondent(s): Citigroup Global Markets., Jeffrey D'Amico, Mary Landry
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Bertrand C. Moser, David J. Schexnaydre, Edward David Sonnier
Hearing Site: New Orleans, LA
| | $0 |
| 10-05782 | 10/11/2012 | Claimant(s): Patricia Abbate
Claimant Lawyers(s): Courtland Shafer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Laurie E. Law, James G. Dawson, Todd A. Bloom
Hearing Site: Seattle, WA
| | Expungement |
| 09-06268 | 10/04/2012 | Claimant(s): Richman Bry
Claimant Lawyers(s): Thomas Dressler
Respondent(s): Citigroup Global Markets., Kevin Caputo
Respondent Lawyers(s): Adam Kauff, Sylvia M. Scott
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-00758 | 10/04/2012 | Claimant(s): Carlos Perez
Claimant Lawyers(s): Marie Elsie Lopez-Adams
Respondent(s): Citigroup Global Markets., Juan Estarellas Sabater
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Bernard A. Becker, Stuart K. Furman, Guillermo A. Gleizer
Hearing Site: San Juan, PR
| | $25,300 |
| 11-01224 | 09/12/2012 | Claimant(s): Penny Lipp Family Trust
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Thomas A. Culbertson, Karen J. Burneff, W. Scott Bowersock
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-00620 | 09/07/2012 | Claimant(s): Judith Keiffer, Sebert Keiffer
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): William H. Malloy, David Edward Upton, Beverly F. Druitt
Hearing Site: Richmond, VA
| | $191,168 |
| 11-02196 | 09/05/2012 | Claimant(s): Margaret Hill
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Howard D. Jacob, Alida D. Camp, Howard S. Quinn
Hearing Site: New York, NY
| | $1,471,190 |
