08-04898 | 10/23/2009 | Claimant(s): NIlda Lupco Claimant Lawyers(s): Nilda Lupco Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Lonnie L. Simpson Arbitrator(s): Ian S. Greig Hearing Site: Tampa, FL
| | $0 |
08-02937 | 10/05/2009 | Claimant(s): Ertel Revocable Trust Claimant Lawyers(s): Joseph A. Ertel Respondent(s): Tony Turbeville, Brookstone Securities. Respondent Lawyers(s): Brian P. Sweeney Arbitrator(s): Robert J. Morris, Paul E. Flora, Philip C. Bennett Hearing Site: Tampa, FL
| | $50,250 |
07-02973 | 08/27/2009 | Claimant(s): Kathleen Ternes, Marshall Glass, Richard Barnes, Keith and Rebecca Clower, Larry and Ellen Sagal Claimant Lawyers(s): John R. Kiefner Respondent(s): Marco Caporale, Kovack Securities. Respondent Lawyers(s): George L. Guerra, Marco Allessandro Caporale Arbitrator(s): Samuel J. Henderson, Sharon Lee Chernin, David F. Simon Hearing Site: Tampa, FL
| | $530,000 |
08-01066 | 06/26/2009 | Claimant(s): Claude Jones Claimant Lawyers(s): H. Naill Falls Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Meredith M. Thompson Arbitrator(s): Beverly S. Gordon, Marshal H. Emerson, A.J. Seier Hearing Site: Tampa, FL
| | $0 |
07-03521 | 04/09/2009 | Claimant(s): Elisa M Corbo UTMA FL, Custodian, Elisa M Corbo, Frank C. Corbo, Frank C Corbo and Elisa M Corbo Trust Claimant Lawyers(s): Sharon M. Cayelli Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Muriel Desloovere, Ian S. Greig, Nicholas G. Dukas Hearing Site: Tampa, FL
| | $30,041 |
08-01710 | 04/08/2009 | Claimant(s): Frank Woodhouse, Sylvia Woodhouse Claimant Lawyers(s): Tucker Veach Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Robert Horton Arbitrator(s): Philip C. Bennett, Thomas J. Patka, Orville Theodore McCormac Hearing Site: Tampa, FL
| | $0 |
08-00236 | 03/10/2009 | Claimant(s): Bruce Graves Claimant Lawyers(s): Steele T. Williams Respondent(s): A.G. Edwards & Sons., Robert Kahne Respondent Lawyers(s): James C. Browning Arbitrator(s): Michael A. Lynch, William F. Glaser, Kenneth R. Starr Hearing Site: Tampa, FL
| | $0 |
08-00039 | 02/24/2009 | Claimant(s): James McCarver Claimant Lawyers(s): Jeffrey A. Backman Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Shepherd D. Tate Arbitrator(s): William F. Glaser, Marshall Felton Wright, Richard A. Rudolph Hearing Site: Tampa, FL
| | $100,000 |
08-00667 | 01/16/2009 | Claimant(s): Palmetto Companies. Claimant Lawyers(s): Richard A. Harrison Respondent(s): John Howard, Morgan Keegan & Company. Respondent Lawyers(s): Stephen A. Rowe Arbitrator(s): Fred A. Forbes, Diana A. Weiner, Eric E. Ludin Hearing Site: Tampa, FL
| | $1,134,600 |
08-02275 | 12/31/2008 | Claimant(s): Calvin Mehuron Claimant Lawyers(s): William B. Young Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Evelyn A. Christensen Arbitrator(s): William E. Nodine Hearing Site: Tampa, FL
| | $14,665 |