10-00145 | 03/09/2011 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): Homer Vining Respondent Lawyers(s): Homer Vining Arbitrator(s): Hugh J. Moore Hearing Site: Atlanta, GA
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10-00405 | 03/08/2011 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Richard Cobb Respondent Lawyers(s): Richard Cobb Arbitrator(s): Caryl S. Bernstein Hearing Site: Raleigh, NC
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10-00727 | 03/08/2011 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Shea O'Brien Hicks Respondent(s): John Stearns Respondent Lawyers(s): Donald M. Feferman Arbitrator(s): David G. Beerbower, Jeff Kilgore, Maurice J. Fallas Hearing Site: Houston, TX
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10-02050 | 03/08/2011 | Claimant(s): Byron Meads, John Wyllys, Max Manack Claimant Lawyers(s): Neil S. Baritz Respondent(s): Milton and Dorothy Aronowitz Respondent Lawyers(s): Scott L. Silver Arbitrator(s): Robert B. Kane, Frances D. Sheehy, Charles Hoffman Hearing Site: Boca Raton, FL
| | Expungement |
10-02603 | 03/08/2011 | Claimant(s): Richard Marin Claimant Lawyers(s): Jamie L. Halavais Respondent(s): Racetrac Petroleum., Rackley Inv., Barry S. Burdick Living Trust Respondent Lawyers(s): Barry S. Burdick, Carl Bolch, Clifford Rackley Arbitrator(s): Robert A. Vaccaro, Anna M. Fanelli, George E. Kroon Hearing Site: New York, NY
| | Expungement |
08-04477 | 03/07/2011 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): Gregory Ramirez Respondent Lawyers(s): Jonathan Schwartz Arbitrator(s): John B. Wells, Stephen B. Benton, Gerald C. Tambe Hearing Site: Los Angeles, CA
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09-05958 | 03/07/2011 | Claimant(s): Octavio Torres Claimant Lawyers(s): Kevin J. Mirch Respondent(s): David Walker, Hartford Life Distributors f/k/a Planco Respondent Lawyers(s): Jeffrey D. Hedlund Arbitrator(s): Evan A. Gould, Thomas L. Marshall, Mack Reed Christian Hearing Site: San Diego, CA
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09-06020 | 03/07/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Donald R. Littlefield Respondent(s): William Livingston Coster Respondent Lawyers(s): Leonard J. Meyer Arbitrator(s): Maxel (Bud) B. Silverberg, Juanita D. McKethan, Marjorie C. Johnson Hearing Site: Houston, TX
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10-05050 | 03/07/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Edward C. Nowak Respondent(s): Robert Isom Respondent Lawyers(s): Robert C. Isom Arbitrator(s): Peter B. Vaden Hearing Site: Columbia, SC
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09-06979 | 03/04/2011 | Claimant(s): SagePoint Financial Inc. Claimant Lawyers(s): Michael B. Cosentino Respondent(s): Steven Conners Respondent Lawyers(s): Steven Craig Conners Arbitrator(s): Richard L. Ricketts, William E. Hartsfield, Maria Salapska Hearing Site: Phoenix, AZ
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