Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02014 | 04/14/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Steve Shepherd Respondent Lawyers(s): Steve K. Shepherd Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 10-04283 | 04/14/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Tony Barbisan Respondent Lawyers(s): Tony Carlo Barbisan Arbitrator(s): James John Jurinski Hearing Site: Portland, OR | ||
| 10-04948 | 04/14/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Stephen Baxter Respondent Lawyers(s): Stephen Lee Baxter Arbitrator(s): James N. D'Orso Hearing Site: Honolulu, HI | ||
| 10-01943 | 04/13/2011 | Claimant(s): David Lehrer Claimant Lawyers(s): David Lehrer Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Brooke D. Anthony Arbitrator(s): Terry F. Peppard, Susan H. Schleisner, Gary L. Grolle Hearing Site: Milwaukee, WI | ||
| 10-04830 | 04/13/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Ken S. Massey Respondent(s): James Lanier Respondent Lawyers(s): James Ryan Lanier Arbitrator(s): Robert H. Putnam Hearing Site: Jacksonville, FL | ||
| 09-07148 | 04/12/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Yana Kromo Respondent(s): Ted Rovet Respondent Lawyers(s): Frederick W. Rovet Arbitrator(s): David I. Goldblatt Hearing Site: Newark, NJ | ||
| 10-00735 | 04/12/2011 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): John W. Stenson Respondent(s): Tyrone Tabak Respondent Lawyers(s): Tyrone B. Tabak Arbitrator(s): Howard R. Gaines, Dee Newell, Harvey M. Baraban Hearing Site: Las Vegas, NV | ||
| 10-02052 | 04/12/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Greg Harmon Respondent Lawyers(s): Greg W. Harmon Arbitrator(s): Nicholas John Taldone Hearing Site: Orlando, FL | ||
| 10-03926 | 04/12/2011 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): Michael Lingner Respondent Lawyers(s): Michael John Lingner Arbitrator(s): Lynne T. Albert Hearing Site: Raleigh, NC | ||
| 10-04701 | 04/12/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): James Van Dyke Respondent(s): Robert Nethery Respondent Lawyers(s): Robert Curtis Nethery Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX |