10-01900 | 06/14/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Andrew R. Park Respondent(s): Robert Isom Respondent Lawyers(s): John S. Pringle, Jr. Arbitrator(s): William H. Malloy Hearing Site: Columbia, SC
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10-02363 | 06/14/2011 | Claimant(s): Christine O'Leary, Edward Harmon, Orrin Lebrew Claimant Lawyers(s): Vicki Kuftic Horne Respondent(s): BNY Mellon Capital Markets Respondent Lawyers(s): Catherine S. Ryan Arbitrator(s): Roger W. Van Deusen, Timothy Shay Davis, Charles B. Jarrett Hearing Site: Pittsburgh, PA
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11-00548 | 06/14/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Olga Y. Wayne Respondent(s): Jeffrey Gargiulo Respondent Lawyers(s): Gordon C. Lane Arbitrator(s): Bruce K. Isenberg Hearing Site: Ft. Lauderdale, FL
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10-02538 | 06/13/2011 | Claimant(s): Marlon Dubinsky Claimant Lawyers(s): Gerald T. Laurie Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): John B. Orenstein, Natalie A. Roberts, Susan M. Sanger Hearing Site: Minneapolis, MN
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10-04675 | 06/13/2011 | Claimant(s): Larry Addams Claimant Lawyers(s): Larry Wayne Addams Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Robert G. Scott Hearing Site: Kansas City, MO
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11-00400 | 06/13/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Donald R. Littlefield Respondent(s): John Sork Respondent Lawyers(s): John Sork Arbitrator(s): Thomas D. Nagle Hearing Site: Houston, TX
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08-04039 | 06/10/2011 | Claimant(s): Alaina Spilkevitz Claimant Lawyers(s): Michael C. Farkas Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Robert S. Whitman Arbitrator(s): Roger J. Hawke, William G. Binckes, Nicholas Brunero Hearing Site: New York, NY
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10-01885 | 06/10/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): David Smith Respondent(s): Richard Lewie Respondent Lawyers(s): Richard K. Lewie Arbitrator(s): Mark A. Myers Hearing Site: Dallas, TX
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10-02161 | 06/10/2011 | Claimant(s): KCD Financial. Claimant Lawyers(s): T. Wickham Schmidt Respondent(s): James Hintz, Steven Salzman, American Beacon Partners. Respondent Lawyers(s): Michael C. Barrows, Peter B. Shaeffer Arbitrator(s): David J. Hase, Howard N. Rubin, Michael Davin Fischer Hearing Site: Milwaukee, WI
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09-01121 | 06/09/2011 | Claimant(s): Yasir Sabri Claimant Lawyers(s): John D. Singer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Kevin B. Walker Arbitrator(s): Christal J. Henner, Carolyn A. Mann, Ivan W. Harper Hearing Site: New York, NY
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