Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 02-07501 | 10/19/2011 | Claimant(s): Peter Green Claimant Lawyers(s): Peter Green Respondent(s): Cadaret Grant & Co.. Respondent Lawyers(s): Chaim J. Jaffe Arbitrator(s): Joseph J. Arata, John B. Myers, Gary W. Sherbell Hearing Site: New York, NY | ||
| 10-04795 | 10/19/2011 | Claimant(s): Leiby Jeremias Claimant Lawyers(s): Leiby Jeremias Respondent(s): Michael Ferraro Respondent Lawyers(s): Michael John Ferraro Arbitrator(s): Mary L. Williams Hearing Site: Los Angeles, CA | ||
| 11-01495 | 10/19/2011 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): Donald Glover Respondent Lawyers(s): Donald Lee Glover Arbitrator(s): Chandler R Bridges Hearing Site: Atlanta, GA | ||
| 11-01553 | 10/19/2011 | Claimant(s): Paul Manelis Claimant Lawyers(s): Paul Joseph Manelis Respondent(s): WJB Capital Group. Respondent Lawyers(s): Mark Skolnick Arbitrator(s): Linda Ashley Hearing Site: New York, NY | ||
| 11-01819 | 10/19/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica G. Klein Respondent(s): Jeffrey Tock Respondent Lawyers(s): Jeffrey Scott Tock Arbitrator(s): Frank C. Fogl Hearing Site: Cleveland, OH | ||
| 11-00912 | 10/17/2011 | Claimant(s): Securities America. Claimant Lawyers(s): Kelly R. Davis Respondent(s): Ronald Kambic Respondent Lawyers(s): Ronald John Kambic Arbitrator(s): R. Phillip Reed Hearing Site: Omaha, NE | ||
| 11-01028 | 10/17/2011 | Claimant(s): Jason Guehl Claimant Lawyers(s): Jason Robert Guehl Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Carole G. Miller Arbitrator(s): Vaughn Thomas Hale, Joyce L. Hurley, Daniel David Kopman Hearing Site: Los Angeles, CA | ||
| 11-01303 | 10/17/2011 | Claimant(s): John Williams Claimant Lawyers(s): Brian A. Carlis Respondent(s): Deborah Tucker, Kenneth Tucker Respondent Lawyers(s): Stephen Meyer Arbitrator(s): Thomas R. Skulina, Alex H. Keller, Harvey Michael Rosenberg Hearing Site: Charleston, WV | Expungement | |
| 10-01493 | 10/14/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): David Lee Respondent(s): Bruce Osborne Respondent Lawyers(s): Kenneth W. Baisch Arbitrator(s): Mandel E. Himelstein Hearing Site: San Diego, CA | ||
| 10-05593 | 10/14/2011 | Claimant(s): Cornelius Choy Claimant Lawyers(s): Mark Alan Goodman Respondent(s): Wallstreet*e Financial Services. Respondent Lawyers(s): Carlos F. Otalvaro Arbitrator(s): Joseph H. Sturdivant, David I. Levine, William Michael Samsel Hearing Site: San Francisco, CA |