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FINRA Awards for Mary L. Williams

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0105403/12/2012Claimant(s): California State Teachers' Retirement Sy
Claimant Lawyers(s): Thomas D. Long
Respondent(s): Michelle Morton, Pacific American Securities
Respondent Lawyers(s): Larry A. Walraven, Nicole E. Wurscher
Arbitrator(s): Mary L. Williams, Harold K. Hunt, James M. Goldberg
Hearing Site: Los Angeles, CA
Checkmark Icon$113,600
10-0479510/19/2011Claimant(s): Leiby Jeremias
Claimant Lawyers(s): Leiby Jeremias
Respondent(s): Michael Ferraro
Respondent Lawyers(s): Michael John Ferraro
Arbitrator(s): Mary L. Williams
Hearing Site: Los Angeles, CA
09-0554101/04/2011Claimant(s): Dawn Coulson, Steckbauer Weinhart Jaffe, LLP 401 (K)
Claimant Lawyers(s): Jeffrey A. Cohen, William W. Steckbauer
Respondent(s): Karen Rosen, The Rosen Group
Respondent Lawyers(s): Karen Lyn Rosen
Arbitrator(s): Mary L. Williams
Hearing Site: Los Angeles, CA
Checkmark Icon$9,454
09-0723607/20/2010Claimant(s): Ronald Smith, Ronald S Smith A Law Corporation
Claimant Lawyers(s): Ronald S. Smith
Respondent(s): Wachovia Securities Financial Network, Wachovia Securities, Wells Fargo Advisors, Michael Scher
Respondent Lawyers(s): William S. Port
Arbitrator(s): Mary L. Williams
Hearing Site: Los Angeles, CA
Checkmark Icon$38
09-0271411/02/2009Claimant(s): Paul Strickland
Claimant Lawyers(s): Paul Strickland
Respondent(s): Crusader Securities
Respondent Lawyers(s): Blair A. West
Arbitrator(s): Mary L. Williams
Hearing Site: Honolulu, HI

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