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FINRA Awards for Ronald S. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0723607/20/2010Claimant(s): Ronald Smith, Ronald S Smith A Law Corporation
Claimant Lawyers(s): Ronald S. Smith
Respondent(s): Wachovia Securities Financial Network, Wachovia Securities, Wells Fargo Advisors, Michael Scher
Respondent Lawyers(s): William S. Port
Arbitrator(s): Mary L. Williams
Hearing Site: Los Angeles, CA
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