| 11-02023 | 02/01/2012 | Claimant(s): Wilburn Hudson
Claimant Lawyers(s): Wilburn J. Hudson
Respondent(s): Edward Jones
Respondent Lawyers(s): J. Steven Parker
Arbitrator(s): Kenneth R. Woods, Robert L. Lestina, John F. Allgood
Hearing Site: Atlanta, GA
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| 10-05168 | 01/31/2012 | Claimant(s): Navigate Advisors
Claimant Lawyers(s): Joseph F. Generelli
Respondent(s): C.L. King & Associates.
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Henry F. Minnerop, Robert L. Spangler, Abe I. Borenstein
Hearing Site: New York, NY
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| 10-05170 | 01/31/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Daniel P. Derechin
Respondent(s): Jared Poe
Respondent Lawyers(s): Jared A. Poe
Arbitrator(s): Dean J. Dietrich
Hearing Site: Los Angeles, CA
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| 10-05523 | 01/31/2012 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Angelo Carlone
Respondent Lawyers(s): Andrew W. Krevolin
Arbitrator(s): Steven R. Rolnick, Harry N. Mazadoorian, James J. Gadarowski
Hearing Site: Hartford, CT
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| 11-00601 | 01/31/2012 | Claimant(s): American Capital Partners
Claimant Lawyers(s): John J. Kilkenny
Respondent(s): Steven Lipack
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Andrew J. Gerber
Hearing Site: New York, NY
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| 11-03127 | 01/31/2012 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Timothy J. McEvoy
Respondent(s): Eric Skigen
Respondent Lawyers(s): Eric Scott Skigen
Arbitrator(s): Michael H. McConihe
Hearing Site: Washington, DC
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| 09-03423 | 01/30/2012 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Jin-Ho Chung
Respondent(s): Peter Cunningham
Respondent Lawyers(s): Peter Kevin Cunningham
Arbitrator(s): Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 10-00226 | 01/30/2012 | Claimant(s): Kevin Solik
Claimant Lawyers(s): John D. Singer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Frederick T. Smith
Arbitrator(s): Clare R. Goldfarb, E. Trice Laird, John D. Mattingly
Hearing Site: Atlanta, GA
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| 10-00264 | 01/30/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Nathan Lorbietzki
Respondent Lawyers(s): Erik W. Fox
Arbitrator(s): Nancy Hutt, James W. Warren, David L. Moran
Hearing Site: Las Vegas, NV
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| 10-01316 | 01/27/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Todd Ratner
Respondent(s): Kenneth Hendrickson
Respondent Lawyers(s): Kenneth Hendrickson
Arbitrator(s): Cindy L. Anderson
Hearing Site: Orlando, FL
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