Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02344 | 01/17/2013 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Raymond Spinelli Respondent Lawyers(s): Raymond Thomas Spinelli Arbitrator(s): Gregory Hunter Mathews Hearing Site: Philadelphia, PA | ||
| 12-02838 | 01/17/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): William P. Wallenstein Respondent(s): David Bearden Respondent Lawyers(s): David E. Bearden Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 12-00741 | 01/16/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Lee Yi Respondent Lawyers(s): Lee J. Yi Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 12-00816 | 01/16/2013 | Claimant(s): Ziad Yaghnam Claimant Lawyers(s): Ziad Yaghnam Respondent(s): Morgan Stanley Respondent Lawyers(s): Marcie Mintz Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ | ||
| 11-02849 | 01/15/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Joseph Lamonica Respondent Lawyers(s): Joseph Anthony Lamonica Arbitrator(s): Nickolas F. Monteforte Hearing Site: Boston, MA | ||
| 12-02614 | 01/15/2013 | Claimant(s): Linda Tortu Claimant Lawyers(s): Linda Marie Tortu Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Judah Skoff Arbitrator(s): Peter A. Goldman Hearing Site: New York, NY | ||
| 11-03106 | 01/14/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Respondent Lawyers(s): Arbitrator(s): Fred S. Pieroni, Daniel J. McCarthy, Sean F. Monahan Hearing Site: Newark, NJ | ||
| 11-04337 | 01/14/2013 | Claimant(s): Securities America. Claimant Lawyers(s): Kelly Davis Respondent(s): Joseph Gilleran Respondent Lawyers(s): Joseph Santo Gilleran Arbitrator(s): Jeffrey W. Finke Hearing Site: Chicago, IL | ||
| 12-02086 | 01/14/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): John K. Wells Respondent(s): Gary Schwarcz Respondent Lawyers(s): Gary Alan Schwarcz Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 12-02699 | 01/14/2013 | Claimant(s): Douglas Bott Claimant Lawyers(s): Anna M. Rossi Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Dan A. Rosenbaum Arbitrator(s): Herbert Liberman Hearing Site: San Francisco, CA |