Potomac Analytics' Logo

FINRA Awards

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 8,251-8,260 out of 11,393 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0263703/13/2013Claimant(s): Gail Weiner
Claimant Lawyers(s): Stephanie Wayco
Respondent(s): Eileen Maloof, George Maloof
Respondent Lawyers(s): Adolfo J. Anzola
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
Expungement
12-0264803/13/2013Claimant(s): James Rubinton
Claimant Lawyers(s): Jonathan C Schwartz
Respondent(s): Franklin Neves, John Corris, Lisa Neves
Respondent Lawyers(s): Robert J. Pearl
Arbitrator(s): Mary H. Cory, Kimberly A. Gilmour, Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
Expungement
12-0300103/13/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Richard Mercier
Respondent Lawyers(s): Richard Mark Mercier
Arbitrator(s): Lester M. Rosenberg
Hearing Site: Miami, FL
11-0274403/12/2013Claimant(s): Andre Labarbera, Anthony Costanzo, David Levy
Claimant Lawyers(s): Andre V. Labarbera, Anthony Costanzo, David Levy
Respondent(s): Wedbush Securities Inc., Edward Wedbush, Eric Segall, Michael Gardner, R Richards, Robert Woods, Todd Brooks
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): J. Martin McDonough, Denzil J. Klippel, Robert A. Vaccaro
Hearing Site: New York, NY
12-0178503/12/2013Claimant(s): William Petersen
Claimant Lawyers(s): William Poulis Petersen
Respondent(s): Christopher Vinck, David Swoish, Great Pacific Securities
Respondent Lawyers(s): Christopher Vincent Vinck, David T. Swoish, David Thomas Swoish
Arbitrator(s): Harris E. Kershnar
Hearing Site: Los Angeles, CA
12-0237803/12/2013Claimant(s): James O'Connor
Claimant Lawyers(s): Stefanie Wayco
Respondent(s): Helen B. Strachan TTEE of Jean Strachan
Respondent Lawyers(s): Jacob H. Zamansky
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
Expungement
12-0353903/12/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): William Selvaggi
Respondent Lawyers(s): William Selvaggi
Arbitrator(s): William Edward Buck
Hearing Site: Houston, TX
11-0180103/08/2013Claimant(s): Humberto Salinas
Claimant Lawyers(s): Thomas J. Meagher
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Daniel M. Yamshon, Robert Mallin Hirsch, Alden Sharp Adkins
Hearing Site: San Francisco, CA
12-0431603/08/2013Claimant(s): AR Capital
Claimant Lawyers(s): Kevin J. O'Connor
Respondent(s): Thomas Kubinsky, Lightstone Securities
Respondent Lawyers(s): Joseph E. Teichman
Arbitrator(s): Paul A. Merolla, Sidney N. Weiss, Allan E. Johnson
Hearing Site: New York, NY
12-0264603/07/2013Claimant(s): Alfonso Boneta
Claimant Lawyers(s): Jonathan C. Schwartz
Respondent(s): Lydia Rodriguez Tirado, Oscar Diaz
Respondent Lawyers(s): Lydia Rodriguez Tirado, Oscar Diaz
Arbitrator(s): Bernard (Bob) L. Loring, Bernard A. Becker, Barth Satuloff
Hearing Site: San Juan, PR
Expungement

11,393 Results

Display: