Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00128 | 10/22/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Tim Grubb Respondent(s): David Lee Respondent Lawyers(s): David Robert Lee Arbitrator(s): Harvey C. Flodin Hearing Site: San Diego, CA | ||
| 13-01175 | 10/22/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Diane C Fischer Respondent(s): Richard Sexton Respondent Lawyers(s): Richard Carl Sexton Arbitrator(s): Samuel H. Chorches Hearing Site: Manchester, NH | ||
| 10-05421 | 10/21/2013 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Jonathan Berg Respondent(s): Barry Ganz, Mark Seruya, Russell Ganz, Stephen Ackerman Respondent Lawyers(s): Mauricio S. Beugelmans Arbitrator(s): Thomas E. Duggan, David I. Goldblatt, Mary Lou McGanney Hearing Site: New York, NY | ||
| 12-03080 | 10/21/2013 | Claimant(s): Anna Guyer Claimant Lawyers(s): Ryan T. Dunn Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kevin J. Woods Arbitrator(s): Jonathan Holman Hathaway Hearing Site: San Francisco, CA | ||
| 12-03532 | 10/21/2013 | Claimant(s): Harley Kaplan Claimant Lawyers(s): Mehmet Baysan Respondent(s): Compass Securities Corporation Respondent Lawyers(s): David A. Conti Arbitrator(s): Sandor I. Rabkin Hearing Site: Boston, MA | ||
| 11-00272 | 10/18/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Michael Schoor Respondent Lawyers(s): Michael Jonah Schoor Arbitrator(s): Seymour A. Kolman Hearing Site: Phoenix, AZ | ||
| 12-00053 | 10/18/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): John Michael Riordan Respondent(s): Brett Stickney Respondent Lawyers(s): John R. Kiefner Arbitrator(s): Louis H. Miron, Frank E. Wolf, Jacqueline Marie Pierre Hearing Site: Montpelier, VT | ||
| 13-01285 | 10/18/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory Tendrich Respondent(s): Joseph Krauszer Respondent Lawyers(s): Michael D. Kennedy Arbitrator(s): Gary M. Landau Hearing Site: Boca Raton, FL | ||
| 12-04126 | 10/17/2013 | Claimant(s): Faye Morrison Claimant Lawyers(s): Faye L. Morrison Respondent(s): Edward Jones Respondent Lawyers(s): Molly R. Batsch Arbitrator(s): Frederick Michael Switzer Hearing Site: St. Louis, MO | ||
| 13-00338 | 10/17/2013 | Claimant(s): John Ivarone Claimant Lawyers(s): John Ivarone Respondent(s): Rochdale Securities LLC Respondent Lawyers(s): Christopher J. Major Arbitrator(s): Hugh N. Fryer Hearing Site: New York, NY |