Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-00998 | 09/28/2015 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Scott A. La Porta Respondent(s): William Eisner Respondent Lawyers(s): William L. Eisner Arbitrator(s): Robert M. Goldstein Hearing Site: New York, NY | $0 | |
| 14-03523 | 09/25/2015 | Claimant(s): Daniel Rosenberg Claimant Lawyers(s): Brian Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Stacey N. Schmidt Arbitrator(s): Richard W. Epstein, David E. Mowry, Andrew Jay Kohan Hearing Site: Boca Raton, FL | $0 | |
| 15-01026 | 09/25/2015 | Claimant(s): Gilford Securities Incorporated Claimant Lawyers(s): Michael Kalmus Respondent(s): Peter Dubin Respondent Lawyers(s): Peter David Dubin Arbitrator(s): Jack Friedman Hearing Site: New York, NY | $0 | |
| 13-01253 | 09/24/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Hilary O'Malley Respondent Lawyers(s): Hilary O'Malley Arbitrator(s): Thomas C. Tretter Hearing Site: Boston, MA | $0 | |
| 13-02930 | 09/24/2015 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Christopher Cochrane, Donald Slye Respondent Lawyers(s): Christopher S. Griesmeyer Arbitrator(s): Michael F. Jordan, Dennis M. Selby, Laura Anne Lamberg Hearing Site: Milwaukee, WI | $0 | |
| 15-00977 | 09/22/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Respondent Lawyers(s): Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | $0 | |
| 14-01387 | 09/21/2015 | Claimant(s): Tracy Chen Claimant Lawyers(s): Laura Sullivan Respondent(s): Morgan Stanley Respondent Lawyers(s): Trish M. Higgins Arbitrator(s): James D. Knotter, June McLaughlin, Steven H. Gentry Hearing Site: Los Angeles, CA | $0 | |
| 14-02886 | 09/21/2015 | Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Mason G. Alexander Respondent(s): Robert Dull Respondent Lawyers(s): David R. Payne Arbitrator(s): Lynne T. Albert Hearing Site: Charlotte, NC | $0 | |
| 14-01704 | 09/18/2015 | Claimant(s): Buckman, Buckman & Reid. Claimant Lawyers(s): Michael D. Handelsman Respondent(s): Apex Clearing Corporation Respondent Lawyers(s): Robert W. Hamburg Arbitrator(s): Alan James Jacoby, Theodore Moreines, Brian A. Carlis Hearing Site: Newark, NJ | $0 | |
| 15-01087 | 09/17/2015 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Respondent Lawyers(s): Arbitrator(s): Mark S. Foster Hearing Site: Kansas City, MO | $0 |